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Michael David Benson

STOUT CAPITAL
Royal Oak, MI
·CRD# 2843128·23 years experience

Professional Summary

Michael David Benson, who also goes by Mike Benson, is a registered financial advisor currently at STOUT CAPITAL, LLC located in Royal Oak, Michigan. Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Benson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

Current

STOUT CAPITAL, LLCCurrent·CRD# 127302
BD
150 West Second Street Suite 400, Royal Oak, MI 48067
November 10, 2003 - Present

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Current Firm

SC
STOUT CAPITAL, LLC

STOUT CAPITAL, LLC | STOUT RISIUS ROSS ADVISORS, LLC

CRD#: 127302 / SEC#: 8-65979
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Mailing Address

150 West Second Street Suite 400, Royal Oak, MI 48067

Phone Number

(248) 208-8800

Established

Michigan since 05/15/2003

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STOUT RISIUS ROSS, LLC100% OWNER OF STOUT CAPITAL, LLC—
BARRESE, PAUL JOSEPHCHIEF COMPLIANCE OFFICER5131266
MANNING, KEVIN SCEO & PRESIDENT4700945
THIES, RYAN DAVIDFINOP5766932

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/2/2013)
RR
Arizona
(1/15/2019)
RR
California
(6/23/2006)
RR
Colorado
(7/14/2014)
RR
Connecticut
(1/8/2014)
RR
Delaware
(3/18/2011)
RR
District of Columbia
(7/18/2014)
RR
Florida
(5/22/2012)
RR
Georgia
(7/2/2012)
RR
Illinois
(12/16/2003)
RR
Indiana
(2/24/2011)
RR
Louisiana
(8/23/2017)
RR
Maryland
(3/21/2014)
RR
Massachusetts
(11/7/2016)
RR
Michigan
(12/16/2003)
RR
Minnesota
(9/8/2011)
RR
Missouri
(10/24/2011)
RR
New Hampshire
(7/18/2019)
RR
New Jersey
(9/12/2016)
RR
New York
(6/26/2006)
RR
North Carolina
(7/19/2021)
RR
Ohio
(11/14/2003)
RR
Pennsylvania
(2/17/2011)
RR
South Carolina
(11/1/2022)
RR
Tennessee
(7/15/2014)
RR
Texas
(2/3/2011)
RR
Utah
(7/20/2021)
RR
Virginia
(6/16/2010)
RR
Wisconsin
(2/10/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Apr 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael David Benson's CRS (Customer Relationship Summary).

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