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Justin A. Silver

M. S. HOWELLS & CO.
New York, NY 10036
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CRD#: 2842655
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Professional summary


Justin Andrew Silver is a registered financial professional currently at M. S. HOWELLS & CO. located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2004. Justin has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Justin Andrew Silver's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 29, 2014 - Present

M. S. HOWELLS & CO.

Office #1: 1120 Avenue Of The Americas 4th Fl.,office 4026, New York, NY 10036
BD
CRD#: 104100
New York, NY
Past

June 27, 2013 - July 29, 2014

GRACE FINANCIAL GROUP LLC

BD
CRD#: 104133
SOUTHAMPTON, NY
Past

June 7, 2013 - July 28, 2014

ROTHSCHILD LIEBERMAN LLC

BD
CRD#: 10030
SOUTHAMPTON, NY
Past

February 5, 2013 - May 21, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

March 15, 2004 - January 31, 2013

GRACE FINANCIAL GROUP LLC

BD
CRD#: 104133
SOUTHAMPTON, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/29/2014)
RR
California
(7/29/2014)
RR
Colorado
(2/4/2022)
RR
Connecticut
(8/1/2014)
RR
Florida
(8/1/2014)
RR
Hawaii
(11/28/2022)
RR
Illinois
(5/3/2021)
RR
Indiana
(2/2/2018)
RR
Kansas
(3/10/2022)
RR
Kentucky
(8/2/2023)
RR
Louisiana
(6/5/2024)
RR
Maryland
(4/11/2017)
RR
Massachusetts
(6/7/2023)
RR
Michigan
(10/14/2022)
RR
Minnesota
(3/4/2024)
RR
Nevada
(7/19/2022)
RR
New Jersey
(7/29/2014)
RR
New Mexico
(10/6/2016)
RR
New York
(7/29/2014)
RR
Oklahoma
(4/16/2024)
RR
Pennsylvania
(8/1/2014)
RR
Puerto Rico
(9/8/2016)
RR
Rhode Island
(7/22/2015)
RR
South Carolina
(11/22/2021)
RR
Texas
(3/5/2019)
RR
Utah
(2/28/2019)
RR
Wyoming
(8/28/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 5/24/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


MS
M. S. HOWELLS & CO.
M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Mailing Address
23350 N. Pima Rd., Scottsdale, AZ 85255
Phone number
(480) 563-2000
Established
Delaware since 04/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEEOWNER
SANTAMARIA, KATRINA PATRICIACHIEF EXECUTIVE OFFICER3248779
CRITES, MARCY ANNFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)6346298
HOWELLS, MARK STEPHENTRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997726921
HOWELLS, MARK STEPHENEXECUTIVE CHAIRMAN/DIRECTOR726921
JORDAN, CHRISTOPHER SHANECHIEF COMPLIANCE OFFICER2843281
KREIZENBECK, TARA LYNNCHIEF OPERATING OFFICER7141895

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M. S. HOWELLS & CO.

CRD#: 104100New York, NY 10036

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