Luke E. Imperatore

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CRD#: 2842654

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Luke Edward Imperatore was a registered financial professional .

Luke is a previously registered financial professional and started their career in finance in 1997. Luke had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 07/2019 TO PRESENT; TGR PARTNERS; CHARLOTTE, NC; NOT INVESTMENT RELATED; EMPLOYEE; CONSULTING; SPEND 2 HRS/WK.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 3, 2021 - November 20, 2023

VILLAFRANCO WEALTH MANAGEMENT

RIA

CRD#: 110371

NY, NY

Past

August 8, 2019 - February 14, 2024

PROFOR ADVISORS

CRD#: 136084

RYE BROOK, NY

Past

October 3, 2017 - July 23, 2019

MASON SECURITIES, INC.

CRD#: 12967

RESTON, VA

Past

January 18, 2017 - August 28, 2017

GROTON SECURITIES LLC

CRD#: 126600

OLD WESTBURY, NY

Past

October 7, 2011 - December 15, 2015

GROTON SECURITIES LLC

CRD#: 126600

NEW YORK, NY

Past

August 9, 2005 - July 31, 2009

SANDERS MORRIS LLC

CRD#: 20580

GREENWICH, CT

Past

March 9, 2004 - March 23, 2005

NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698

NEW YORK, NY

Past

August 18, 1997 - April 15, 1999

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

CRD#: 24074

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VILLAFRANCO WEALTH MANAGEMENT

SOUTHWIND ASSOCIATES OF NJ INC. | VILLAFRANCO WEALTH MANAGEMENT

CRD#: 110371 / SEC#: 801-57412

RIA

Registered Investment Advisory firm - (3/27/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/20/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/8/2004

General Securities Representative Examination

Current Firm

VILLAFRANCO WEALTH MANAGEMENT

SOUTHWIND ASSOCIATES OF NJ INC. | VILLAFRANCO WEALTH MANAGEMENT

CRD#: 110371 / SEC#: 801-57412

RIA

Registered Investment Advisory firm - (3/27/2000 Approved)

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Contact information

Main Address

Cresskill, NJ

Mailing Address

Po Box 606, Cresskill, NJ 07626

Phone number

(201) 376-1507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 283,516,984

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2025	Cover Page	Report
12/03/2024	Cover Page	Report
12/22/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Luke E. Imperatore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROFOR ADVISORS

MASON SECURITIES, INC.

GROTON SECURITIES LLC

GROTON SECURITIES LLC

SANDERS MORRIS LLC

NATIONAL BANK OF CANADA FINANCIAL INC.

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

Primary Firm SEC Registration

VILLAFRANCO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/2005

SIE

Date: 10/1/2018

Series 3

Date: 6/20/2013

Series 7

Date: 1/8/2004

Current Firm

VILLAFRANCO WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VILLAFRANCO WEALTH MANAGEMENT

TRUST BUT VERIFY

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