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Luke E. Imperatore

PROFOR ADVISORS
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 2842654
LI

Professional summary

Luke Edward Imperatore is a registered financial professional currently at PROFOR ADVISORS located in Rye Brook, New York.

Luke is registered as a RR (Registered Representative) and started their career in finance in 1997. Luke has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Luke Edward Imperatore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

PROFOR ADVISORS

Office #1: 800 Westchester Ave Suite 641n, Rye Brook, NY 10573
BD
CRD#: 136084
Rye Brook, NY
Past

December 3, 2021 - November 20, 2023

VILLAFRANCO WEALTH MANAGEMENT

RIA
CRD#: 110371
NY, NY
Past

August 8, 2019 - February 14, 2024

PROFOR ADVISORS

BD
CRD#: 136084
RYE BROOK, NY
Past

October 3, 2017 - July 23, 2019

MASON SECURITIES, INC.

BD
CRD#: 12967
RESTON, VA
Past

January 18, 2017 - August 28, 2017

GROTON SECURITIES LLC

BD
CRD#: 126600
OLD WESTBURY, NY
Past

October 7, 2011 - December 15, 2015

GROTON SECURITIES LLC

BD
CRD#: 126600
NEW YORK, NY
Past

August 9, 2005 - July 31, 2009

SANDERS MORRIS LLC

BD
CRD#: 20580
GREENWICH, CT
Past

March 9, 2004 - March 23, 2005

NATIONAL BANK OF CANADA FINANCIAL INC.

BD
CRD#: 22698
NEW YORK, NY
Past

August 18, 1997 - April 15, 1999

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

BD
CRD#: 24074
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/11/2026)
RR
New York
(2/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/20/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PROFOR ADVISORS
AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: , 8-66974

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Mailing Address
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
Phone number
(646) 202-2969
Established
New York since 06/03/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROFOR ADVISORS

CRD#: 136084Rye Brook, NY 10573

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