Doug Jankey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doug Jankey, who also goes by Douglas Carl Jankey, was a registered financial professional .
Doug is a previously registered financial professional and started their career in finance in 1997. Doug had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - March 1, 2017
COWEN EXECUTION SERVICES LLC
January 21, 2010 - December 1, 2014
LIQUIDPOINT, LLC
July 7, 2006 - May 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 2004 - July 7, 2006
WAVE SECURITIES, LLC
October 11, 1999 - April 18, 2002
KNIGHT CAPITAL MARKETS LLC
June 26, 1998 - October 6, 1999
TD AMERITRADE, INC.
March 7, 1997 - November 5, 1997
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
COWEN EXECUTION SERVICES LLC
CRD#: 35693 / SEC#: 801-67167, 8-46838
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN EXECUTION HOLDCO | MEMBER | |
| CHARNEY, DANIEL S. | CHIEF EXECUTIVE OFFICER | 2158255 |
| EADS, MARK B | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL - ROSFP | 2942874 |
| HOLMES, JOHN | PRINCIPAL OPERATIONS OFFICER | 1281617 |
| KAPLAN, GARY MITCHELL | MUNICIPAL PRINCIPAL | |
| LUPKIN, IRA ADAM | PRINCIPAL FINANCIAL OFFICER | 4463446 |
| MESSINGER, LINDA LOUISE | CHIEF COMPLIANCE OFFICER | 2561401 |
Disclosures
| Regulatory Event | 29 |
Red Flags
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