Michael D. Bird
ON INVESTMENT MANAGEMENT CO
Blountville, TN 37617
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CRD#: 2842154
Professional summary
Michael D Bird, CFP®, ChFC® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Blountville, Tennessee and THE O.N. EQUITY SALES COMPANY located in Blountville, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MICHAEL BIRD; NOT INVESTMENT RELATED; 1810 Highway, Blountville, TN 37617; INSURANCE SALES; AGENT; START DATE 08/13/2013; HOURS/MONTH 130; HOURS/TRADING 130; SELLING LIFE,HEALTH,DISABILITY, EIA'S & LTC; 2) BIRD TAX PREPARATION; NOT INVESTMENT RELATED;314 SHAWNEE DRIVE JOHNSON CITY TN 37607; TAX PREPARATION; PRINCIPAL; 04/06/2016-PRESENT; 10 HOURS/MONTH; 0 HOURS/TRADING; INPUT DATA AND GENERATE TAX RETURNS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael D Bird's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
May 8, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 1810 Highway 394, Blountville, TN 37617RIA
CRD#: 105662
Blountville, TN
Current
January 4, 2019 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1810 Highway 394, Blountville, TN 37617BD
CRD#: 2936
Blountville, TN
Past
August 27, 2013 - December 31, 2018
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
BRISTOL, TN
Past
August 27, 2013 - December 31, 2018
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
BRISTOL, TN
Past
June 2, 2011 - July 16, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
KINGSPORT, TN
Past
January 17, 2008 - September 6, 2013
GAAM WEALTH ADVISORS, INC.
RIA
CRD#: 140446
KINGSPORT, TN
Past
July 3, 2007 - July 16, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
KINGSPORT, TN
Past
January 28, 2004 - July 6, 2007
OSAIC FS, INC.
RIA
CRD#: 3870
MEMPHIS, TN
Past
March 14, 2002 - July 6, 2007
OSAIC FS, INC.
BD
CRD#: 3870
MEMPHIS, TN
Past
February 7, 1997 - March 26, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/4/2019)
IAR
Arkansas(1/24/2023)
RR
California(6/13/2022)
IAR
California(7/29/2022)
IAR
Florida(5/8/2018)
RR
Florida(1/4/2019)
RR
Georgia(5/4/2023)
IAR
Georgia(11/6/2023)
RR
Indiana(1/7/2025)
RR
Kansas(4/1/2025)
RR
Kentucky(4/22/2020)
RR
Louisiana(8/24/2021)
RR
Michigan(3/17/2025)
RR
Minnesota(1/4/2019)
IAR
Mississippi(1/2/2019)
RR
Mississippi(1/4/2019)
IAR
Missouri(1/2/2019)
RR
Missouri(1/4/2019)
IAR
North Carolina(1/2/2019)
RR
North Carolina(1/4/2019)
RR
Ohio(1/7/2022)
IAR
South Carolina(1/2/2019)
RR
South Carolina(1/4/2019)
RR
Tennessee(1/4/2019)
IAR
Tennessee(1/14/2019)
IAR
Texas(1/2/2019)
RR
Texas(1/4/2019)
IAR
Virginia(1/2/2019)
RR
Virginia(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Blountville, TN 37617TRUST BUT VERIFY
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