AS
Atul P. Shrimankar
CETERA INVESTMENT ADVISERS LLC
GRAPEVINE, TX 76051
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CRD#: 2841911
AS
Professional summary
Atul Pravin Shrimankar is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grapevine, Texas and CETERA WEALTH SERVICES, LLC located in Grapevine, Texas.
Atul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Atul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:29022 PARTNERS L.P. OWNS SUBWAY; No; 1219 N BECKLEY AVE; DALLAS; TX; 75203; FAST FOOD RESTAURANT; LIMITED PARTNER; 10/1/2002; 8; 0; ADMINISTRATIVE DUTIES, 2) NAME OF ENTITY:SAHSIM PROPERTIES, LLC; No; 2129 MARTIN DR; BEDFORD; TX; 76021; Commercial Real Estate; Owner/PARTNER; 6/18/2010; 1; 0; MAINTAIN BUILDING AND COLLECT RENT 3) NAME OF ENTITY:SUNLIFE PROPERTIES, LLC; No; 821 N DOVE RD; GRAPEVINE; TX; 76051; RENTAL PROPERTIES; OWNER; 4/1/2005; 4; 0; MAINTAIN PROPERTIES,COLLECT RENT 4) NAME OF ENTITY:SHRI PROPERTIES LLC; No; 1323 W NORTHWEST HWY #100; GRAPEVINE; TX; 76051; COMMERCIAL PROPERTY; OWNER; 5/1/2011; 1; 0; MAINTAIN PROPERTY AND COLLECT RENT 5) NAME OF ENTITY:SHRIMANKAR PC; No; 1323 W NORTHWEST HWY #100; GRAPEVINE; TX; 76051; CPA/Tax Practice; OWNER/CPA; 1/1/1996; 220; 220; PROVIDE ACCOUNTING SERVICES,AND TAX SERVICES. 6) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1323 W NORTHWEST HWY #100; GRAPEVINE; TX; 76051; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/8/2012; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. 7) NAME OF ENTITY:PEACOCK LODGING CORP(RED ROOF INN); No; 820 N WATSON RD; ARLINGTON; TX; 76111; LODGING/HOTEL; DIRECTOR/V.P; 4/1/2005; 1; 0; NO OPERATIONAL DUTIES, ONLY DO TAX FILINGS FOR THE COMPANY 8) NAME OF ENTITY: Shrimankar Financial; Yes; 1323 W. Northwest Hwy Ste 100; Grapevine; TX; 76051; FINANCIAL SERVICES/DBA; Financial Adviser; 10/24/2019; 10; 135; Sale and Service Insurance and Securities Products. 9) NAME OF OTHER BUSINESS: DFW METRO PARTNERS, INVESTMENT RELATED: NO, ADDRESS: 1323 W NORTHWEST HWY, STE 100, GRAPEVINE, TX, 76051, NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PURCHASE AND RENT HOUSES; 10) NAME OF OTHER BUSINESS: PLAYA GROUP INVESTORS, LLC, INVESTMENT RELATED: NO, ADDRESS: 1323 W NORTHWEST HWY, STE 100, GRAPEVINE, TX, 76051, NATURE OF BUSINESS: REAL ESTATE, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONDO IN PLAYA DEL CARMEN, MEXICO, FOR MEMBER USE AND RENTAL;
CRS (Client Relationship Summary) - RIA
Click below to view Atul Pravin Shrimankar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1323 W Nortwest Hwy Ste 100, Grapevine, TX 76051RIA
CRD#: 105644
GRAPEVINE, TX
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1323 W Nortwest Hwy Ste 100, Grapevine, TX 76051BD
CRD#: 13572
Grapevine, TX
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 23, 2012 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GRAPEVINE, TX
Past
November 8, 2012 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GRAPEVINE, TX
Past
December 23, 2010 - November 12, 2012
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GRAPEVINE, TX
Past
December 3, 2010 - November 12, 2012
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
EULESS, TX
Past
January 16, 2003 - August 25, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
EULESS, TX
Past
November 5, 2001 - August 25, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
EULESS, TX
Past
July 16, 1997 - November 9, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
June 3, 1997 - June 20, 1997
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(4/18/2023)
RR
Idaho(6/9/2021)
RR
New Jersey(6/9/2021)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
