Milton G. Allen
Professional summary
Milton George Allen, who also goes by Milton Allen, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in San Gabriel, California.
Milton is registered as a RR (Registered Representative) and started their career in finance in 1997. Milton has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Milton George Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2014 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 820 W Las Tunas Dr, San Gabriel, CA 91776-1021March 13, 2012 - July 23, 2014
MSI FINANCIAL SERVICES, INC.
March 6, 2012 - July 23, 2014
MSI FINANCIAL SERVICES, INC.
July 28, 2008 - March 2, 2012
ALLSTATE FINANCIAL SERVICES, LLC
May 25, 2006 - July 31, 2006
PFIC SECURITIES CORPORATION
August 12, 2005 - September 2, 2005
CITICORP INVESTMENT SERVICES
August 12, 2005 - September 2, 2005
CITICORP INVESTMENT SERVICES
December 15, 1997 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
February 19, 1997 - August 2, 2005
IDS LIFE INSURANCE COMPANY
February 19, 1997 - August 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2022)
(7/10/2024)
(7/17/2014)
(11/15/2024)
(11/13/2015)
(1/5/2023)
(6/11/2025)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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