JG
Joe K. Green
VALIC FINANCIAL ADVISORS
Amarillo, TX
Some features on this profile are disabled
CRD#: 2841812
JG
Professional summary
Joe Kipper Green, who also goes by Joe Green, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Amarillo, Texas.
Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joe has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Green
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Davidson Oil. 202 S Arthur St Amarillo, TX 79102. Non-investment related. Commenced activity on 6/20/2018. Project Consultant with duties which include part-time consultant for any questions/issues they need my assistance with. 5% hours/month is devoted to this activity with none during securities trading hours. Office Max. 2912 Soncy Rd, Amarillo, TX 79124. Non-investment related. Commenced activity 07/03/2018. Duties include seasonal floor staff; assist customers with finding merchandise, answer customer questions and stock shelves. 10% hrs/mth is devoted to this activity with none during securities trading hours. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Joe Kipper Green's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joe Kipper Green's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2022 - Present
VALIC FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 42803
Amarillo, TX
Current
June 25, 2018 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2919 Allen Parkway 9th Floor - Retirement Education Center, Houston, TX 77019RIA
BD
CRD#: 42803
Houston, TX
Past
February 15, 1999 - February 26, 2015
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Past
June 11, 1997 - February 11, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
February 24, 1997 - April 11, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 24, 1997 - April 11, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2018)
IAR
Alabama(12/6/2022)
RR
Alaska(7/2/2019)
IAR
Alaska(12/6/2022)
RR
Arizona(7/2/2019)
IAR
Arizona(12/20/2022)
RR
Arkansas(7/31/2018)
IAR
Arkansas(12/6/2022)
RR
California(7/31/2018)
IAR
California(12/6/2022)
RR
Colorado(7/2/2019)
IAR
Colorado(12/6/2022)
RR
Connecticut(12/6/2022)
IAR
Connecticut(12/6/2022)
RR
Delaware(12/6/2022)
IAR
Delaware(12/6/2022)
RR
District of Columbia(12/6/2022)
IAR
District of Columbia(6/23/2023)
RR
Florida(7/31/2018)
IAR
Florida(12/7/2022)
RR
Georgia(7/31/2018)
IAR
Georgia(12/8/2022)
RR
Hawaii(7/2/2019)
IAR
Hawaii(12/6/2022)
RR
Idaho(7/2/2019)
IAR
Idaho(12/6/2022)
RR
Illinois(7/31/2018)
IAR
Illinois(12/6/2022)
RR
Indiana(7/31/2018)
IAR
Indiana(12/6/2022)
RR
Iowa(7/31/2018)
RR
Kansas(7/31/2018)
IAR
Kansas(12/6/2022)
RR
Kentucky(7/31/2018)
IAR
Kentucky(12/6/2022)
RR
Louisiana(7/31/2018)
IAR
Louisiana(12/6/2022)
RR
Maine(12/6/2022)
IAR
Maine(12/6/2022)
RR
Maryland(12/6/2022)
IAR
Maryland(12/6/2022)
RR
Massachusetts(11/20/2018)
RR
Michigan(7/31/2018)
IAR
Michigan(12/6/2022)
RR
Minnesota(7/31/2018)
IAR
Minnesota(12/6/2022)
RR
Mississippi(7/31/2018)
IAR
Mississippi(12/6/2022)
RR
Missouri(7/31/2018)
IAR
Missouri(12/6/2022)
RR
Montana(7/2/2019)
IAR
Montana(12/6/2022)
RR
Nebraska(7/31/2018)
IAR
Nebraska(12/6/2022)
RR
Nevada(7/2/2019)
IAR
Nevada(12/13/2022)
RR
New Hampshire(12/6/2022)
IAR
New Hampshire(12/6/2022)
RR
New Jersey(12/6/2022)
IAR
New Jersey(12/7/2022)
RR
New Mexico(7/2/2019)
IAR
New Mexico(12/8/2022)
RR
New York(12/6/2022)
IAR
New York(12/6/2022)
RR
North Carolina(7/2/2019)
IAR
North Carolina(12/6/2022)
RR
North Dakota(7/31/2018)
IAR
North Dakota(12/13/2022)
RR
Ohio(8/1/2018)
IAR
Ohio(12/7/2022)
RR
Oklahoma(7/2/2019)
IAR
Oklahoma(12/6/2022)
RR
Oregon(7/2/2019)
IAR
Oregon(12/6/2022)
RR
Pennsylvania(12/6/2022)
IAR
Pennsylvania(12/6/2022)
RR
Rhode Island(12/6/2022)
IAR
Rhode Island(12/6/2022)
RR
South Carolina(12/6/2022)
IAR
South Carolina(12/6/2022)
RR
South Dakota(7/31/2018)
IAR
South Dakota(12/7/2022)
RR
Tennessee(8/21/2025)
RR
Texas(7/3/2018)
IAR
Texas(11/24/2022)
RR
Utah(7/2/2019)
IAR
Utah(12/7/2022)
RR
Vermont(12/6/2022)
IAR
Vermont(12/7/2022)
RR
Virginia(12/6/2022)
IAR
Virginia(12/6/2022)
RR
Washington(7/2/2019)
IAR
Washington(12/6/2022)
RR
West Virginia(12/6/2022)
IAR
West Virginia(12/12/2022)
RR
Wisconsin(7/31/2018)
IAR
Wisconsin(12/6/2022)
RR
Wyoming(7/2/2019)
IAR
Wyoming(12/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
