Tracy K. Shen

FLORIN GROUP

Mclean, VA 22102

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CRD#: 2841473

Professional summary

Tracy Kuo Shen, AIF®, who also goes by Tracy T Kuo, Tracy Tzayrong Kuo, is a registered financial advisor currently at FLORIN GROUP, LLC located in Mclean, Virginia.

Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tracy has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tracy T Kuo | Tracy Tzayrong Kuo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Kuo Shen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 30, 2013 - Present

FLORIN GROUP, LLC

Office #1: 1765 Greensboro Station Place Tower 1, Suite 900, Mclean, VA 22102

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(9/10/2025)

IAR

Maryland
(2/6/2025)

IAR

Texas
(3/31/2016)

IAR

Virginia
(8/30/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/1999

General Securities Representative Examination

Current Firm

FLORIN GROUP, LLC

CRD#: 168196 / SEC#:

District of Columbia

Registered Investment Advisory firm - (2/10/2014 Approved)

Maryland

Registered Investment Advisory firm - (10/3/2013 Approved)

Texas

Registered Investment Advisory firm - (3/31/2016 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/30/2013 Approved)

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Contact information

Main Address

1765 Greensboro Station Place Tower 1, Suite 900, Mclean, VA 22102

Mailing Address

Phone number

(703) 520-2777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	320
AUM (Assets Under Management)	$ 79,005,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tracy K. Shen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tracy Kuo Shen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/1999

SIE

Date: 9/20/2016

Series 7

Date: 4/27/1999

Current Firm

FLORIN GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLORIN GROUP, LLC

TRUST BUT VERIFY

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