Tracy K. Shen
Professional summary
Tracy Kuo Shen, AIF®, who also goes by Tracy T Kuo, Tracy Tzayrong Kuo, is a registered financial advisor currently at FLORIN GROUP, LLC located in Mclean, Virginia.
Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tracy has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Kuo Shen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2013 - Present
FLORIN GROUP, LLC
Office #1: 1765 Greensboro Station Place Tower 1, Suite 900, Mclean, VA 22102October 18, 2013 - September 20, 2016
PURSHE KAPLAN STERLING INVESTMENTS
August 1, 2012 - August 9, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2012 - August 9, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 6, 2008 - August 7, 2012
PARK AVENUE SECURITIES LLC
July 23, 2008 - August 7, 2012
PARK AVENUE SECURITIES LLC
March 7, 2003 - July 16, 2008
PRUCO SECURITIES, LLC.
February 12, 2003 - July 16, 2008
PRUCO SECURITIES, LLC.
May 17, 1999 - February 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 28, 1999 - February 4, 2003
IDS LIFE INSURANCE COMPANY
April 28, 1999 - February 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/10/2025)
(2/6/2025)
(3/31/2016)
(8/30/2013)
Exams
Current Firm
FLORIN GROUP, LLC
CRD#: 168196 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 79,005,072 |
Red Flags
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