Franklin P. Bradstreet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Peter Bradstreet was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1971. Franklin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2005 - September 6, 2016
INVESTORS CAPITAL CORP.
March 9, 2001 - December 31, 2004
EASTERN POINT ADVISORS INC.
February 5, 2001 - September 6, 2016
INVESTORS CAPITAL CORP.
May 17, 1999 - March 13, 2001
VERAVEST INVESTMENTS, INC.
November 19, 1989 - May 17, 1999
OSAIC WEALTH, INC.
August 27, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 27, 1982 - September 11, 1984
BOSTON BAY CAPITAL, INC.
January 6, 1982 - July 12, 1982
MHA FINANCIAL CORP
July 28, 1981 - December 1, 1981
BURBANK & COMPANY, INC.
May 9, 1978 - July 27, 1981
FIRST NEW ENGLAND SECURITIES CORPORATION
June 17, 1976 - June 19, 1978
INTEGRATED RESOURCES EQUITY CORPORATION
January 28, 1971 - July 12, 1971
EGRET DISTRIBUTING COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/12/1976
Registered Representative ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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