Troy A. Torian
Professional summary
Troy Adam Torian, who also goes by Troy Adams, is a registered financial professional currently at PHX FINANCIAL, INC. located in Red Bank, New Jersey.
Troy is registered as a RR (Registered Representative) and started their career in finance in 1997. Troy has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Troy Adam Torian's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2016 - Present
PHX FINANCIAL, INC.
Office #1: 280 Highway 35, Red Bank, NJ 07701Office #2: 100 Wall Street 10th Floor, New York, NY 10005April 21, 2015 - January 29, 2016
JOSEPH STONE CAPITAL L.L.C.
December 10, 2013 - April 21, 2015
GLOBAL ARENA CAPITAL CORP
March 15, 2010 - November 19, 2013
NATIONAL SECURITIES CORPORATION
March 17, 2008 - March 22, 2010
CETERA WEALTH SERVICES, LLC
July 8, 2003 - April 7, 2008
EASTBROOK CAPITAL GROUP LLC
November 9, 1998 - March 3, 2003
EASTBROOK CAPITAL GROUP LLC
August 20, 1998 - November 9, 1998
KEATON FINANCIAL SERVICES, INC.
April 18, 1997 - April 29, 1998
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2017)
(2/24/2017)
(2/1/2016)
(6/26/2018)
(2/1/2016)
(1/17/2020)
(2/1/2016)
(1/28/2016)
(2/15/2016)
(1/19/2021)
(1/29/2016)
(1/6/2020)
(2/21/2020)
(1/30/2019)
(1/28/2019)
(2/2/2016)
(3/4/2016)
(2/1/2016)
(1/19/2021)
(2/1/2016)
(1/20/2021)
(3/25/2019)
(1/28/2016)
(1/28/2016)
(1/28/2016)
(2/1/2016)
(6/19/2017)
(2/2/2016)
(2/2/2016)
(2/1/2016)
(2/2/2016)
(2/2/2016)
(2/1/2016)
Exams
Series 62
Date: 4/17/1997
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
