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Pat M. Gilbert

FORESIDE FUND SERVICES
Baltimore, MD 21286
Some features on this profile are disabled
CRD#: 2840881
PG

Professional summary

Pat M Gilbert, who also goes by Pat Gilbert, Patrick M Gilbert, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Baltimore, Maryland.

Pat is registered as a RR (Registered Representative) and started their career in finance in 1997. Pat has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pat Gilbert | Patrick M Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pat M Gilbert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 810 Gleneagles Court Suite 106, Baltimore, MD 21286
BD
CRD#: 46106
Baltimore, MD
Past

August 6, 2020 - March 17, 2026

T. ROWE PRICE ASSOCIATES, INC.

RIA
CRD#: 105496
Baltimore, MD
Past

July 19, 2017 - March 17, 2026

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD
Past

February 20, 2015 - June 9, 2017

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

August 9, 2013 - December 31, 2014

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

November 2, 2011 - July 15, 2013

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BALTIMORE, MD
Past

October 18, 2010 - August 4, 2011

SIGNAL HILL CAPITAL GROUP LLC

BD
CRD#: 122782
BALTIMORE, MD
Past

January 14, 2008 - October 18, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BALTIMORE, MD
Past

June 9, 2003 - January 14, 2008

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
BALTIMORE, MD
Past

June 7, 1999 - June 11, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 1, 1997 - June 7, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

March 24, 1997 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/25/2026)
RR
Alaska
(3/25/2026)
RR
Arizona
(3/25/2026)
RR
Arkansas
(3/25/2026)
RR
California
(3/25/2026)
RR
Colorado
(3/25/2026)
RR
Connecticut
(3/25/2026)
RR
Delaware
(3/25/2026)
RR
District of Columbia
(3/25/2026)
RR
Florida
(3/25/2026)
RR
Georgia
(3/25/2026)
RR
Hawaii
(3/25/2026)
RR
Idaho
(3/25/2026)
RR
Illinois
(3/25/2026)
RR
Indiana
(3/25/2026)
RR
Iowa
(3/25/2026)
RR
Kansas
(3/25/2026)
RR
Kentucky
(3/25/2026)
RR
Louisiana
(3/25/2026)
RR
Maine
(3/25/2026)
RR
Maryland
(3/25/2026)
RR
Massachusetts
(3/25/2026)
RR
Michigan
(3/25/2026)
RR
Minnesota
(3/25/2026)
RR
Mississippi
(3/25/2026)
RR
Missouri
(3/25/2026)
RR
Montana
(3/25/2026)
RR
Nebraska
(3/25/2026)
RR
Nevada
(3/25/2026)
RR
New Hampshire
(3/25/2026)
RR
New Jersey
(3/25/2026)
RR
New Mexico
(3/25/2026)
RR
New York
(3/25/2026)
RR
North Carolina
(3/25/2026)
RR
North Dakota
(3/25/2026)
RR
Ohio
(3/25/2026)
RR
Oklahoma
(3/25/2026)
RR
Oregon
(3/25/2026)
RR
Pennsylvania
(3/25/2026)
RR
Rhode Island
(3/25/2026)
RR
South Carolina
(3/25/2026)
RR
South Dakota
(3/25/2026)
RR
Tennessee
(3/25/2026)
RR
Texas
(3/25/2026)
RR
Utah
(3/25/2026)
RR
Vermont
(3/25/2026)
RR
Virginia
(3/25/2026)
RR
Washington
(3/25/2026)
RR
West Virginia
(3/25/2026)
RR
Wisconsin
(3/25/2026)
RR
Wyoming
(3/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/5/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/20/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Baltimore, MD 21286

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