Kevin M. Mcaleer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Mcaleer, who also goes by Kevin Michael Mc Aleer, Kevin M Mcaleer, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1997. Kevin had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - April 30, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 1, 2013 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
April 26, 2011 - June 22, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 26, 2009 - June 23, 2009
ICE BONDS SECURITIES CORPORATION
March 4, 2005 - July 11, 2007
REUTERS TRANSACTION SERVICES LLC
August 23, 2002 - June 5, 2003
SEABOARD SECURITIES, INC.
October 7, 1999 - April 12, 2002
MORGAN STANLEY & CO. LLC
April 30, 1997 - November 5, 1998
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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