Larry W. Mcdaniel

WEALTHHARBOR CAPITAL GROUP

OCALA, FL

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CRD#: 2839600

Professional summary

Larry Wayne Mcdaniel is a registered financial advisor currently at WEALTHHARBOR CAPITAL GROUP, LLC located in Ocala, Florida.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Larry has worked at 13 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***OUTSIDE INSURANCE. 06/2010-PRESENT. SELLS FIXED INSURANCE PRODUCTS OUTSIDE OF PRINCIPAL/PPN WHEN SUITABLE FOR CLIENTS. NOT INVESTMENT RELATED. ***GROUP BENEFITS. 06/2010-PRESENT. SELLS GROUP MED, DENTAL, LIFE, DI, ETC WITH VARIOUS COMPANIES. NOT INVESTMENT RELATED. ***PRINCIPAL BANK. 06/2010-PRESENT. SELLS BANK PRODUCTS. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Mcdaniel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2012 - Present

WEALTHHARBOR CAPITAL GROUP, LLC

RIA

CRD#: 118614

OCALA, FL

Past

June 22, 2010 - November 28, 2011

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LADY LAKE, FL

Past

May 20, 2010 - November 28, 2011

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LADY LAKE, FL

Past

November 5, 2009 - April 5, 2010

OSAIC SERVICES, INC.

RIA

CRD#: 133763

OCALA, FL

Past

September 16, 2009 - April 5, 2010

OSAIC SERVICES, INC.

CRD#: 133763

OCALA, FL

Past

March 3, 2009 - June 14, 2010

WEALTHHARBOR CAPITAL GROUP, LLC

RIA

CRD#: 118614

OCALA, FL

Past

October 2, 2007 - January 7, 2009

WFG ADVISORS, LP

RIA

CRD#: 125073

OCALA, FL

Past

July 28, 2006 - August 3, 2009

WFG INVESTMENTS, INC.

CRD#: 22704

OCALA, FL

Past

July 20, 2006 - July 20, 2006

WFG INVESTMENTS, INC.

CRD#: 22704

OCALA, FL

Past

June 16, 2005 - July 20, 2006

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

OCALA, FL

Past

May 24, 2005 - July 20, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

OCALA, FL

Past

July 13, 2004 - May 24, 2005

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

OCALA, FL

Past

January 2, 2004 - May 24, 2005

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

October 9, 2001 - October 31, 2003

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

June 27, 2001 - October 11, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 28, 1999 - July 5, 2001

RICHARD B. VANCE & COMPANY

CRD#: 3656

JOLIET, IL

Past

April 1, 1999 - April 30, 1999

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

October 6, 1997 - November 18, 1998

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 24, 1997 - August 26, 1997

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/9/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/21/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

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Contact information

Main Address

433 Metairie Rd Suite 500, Metairie, LA 70005

Mailing Address

Phone number

(504) 482-1962

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHHARBOR CAPITAL GROUP, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 300,480,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Larry W. Mcdaniel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Wayne Mcdaniel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

WEALTHHARBOR CAPITAL GROUP, LLC

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

WFG INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

RICHARD B. VANCE & COMPANY

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

WALNUT STREET SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

WEALTHHARBOR CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2004

Series 63

Date: 3/7/1997

Series 6

Date: 3/21/1997

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHHARBOR CAPITAL GROUP, LLC

TRUST BUT VERIFY

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