David H. Steinhardt

NYM ADVISORS

RIVER VALE, NJ 07675

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CRD#: 2839547

Professional summary

David Howard Steinhardt is a registered financial advisor currently at NYM ADVISORS, LLC located in River Vale, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KAPLAN,PLAVIN AND STEINHARDT, LLC; INVESTMENT RELATED; MONTVALE, NJ; CPA FIRM; MANAGING PARTNER; START 09/1987; 160 HOURS PER MONTH; 120 HOURS PER MONTH DURING SECURITIES TRADING; ACCOUNTING SERVICES. KPS FINANCIAL SERVICES; NOT INVESTMENT RELATED; RIVER VALE, NJ; MEMBER; START 07/2011; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING; RECEIVES COMMISSIONS FROM INSURANCE REFERRALS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Howard Steinhardt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2026 - Present

NYM ADVISORS, LLC

Office #1: 193 Graney Drive, River Vale, NJ 07675

RIA

CRD#: 335046

RIVER VALE, NJ

Past

May 29, 2012 - April 2, 2020

OSAIC FA, INC.

RIA

CRD#: 3978

MONTVALE, NJ

Past

July 13, 2010 - April 2, 2020

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 24, 2009 - July 20, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

MONTVALE, NJ

Past

October 24, 2005 - March 31, 2009

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

MONTVALE, NJ

Past

February 11, 1997 - October 24, 2005

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2010

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 7/24/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 2/10/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NYM ADVISORS, LLC

CRD#: 335046 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/31/2026 Approved)

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Contact information

Main Address

193 Graney Drive, River Vale, NJ 07675

Mailing Address

Phone number

(201) 615-2954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David H. Steinhardt

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Howard Steinhardt's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

CETERA FINANCIAL SPECIALISTS LLC

C. J. M. PLANNING CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 12/28/2010

Series 62

Date: 7/24/1997

Series 6

Date: 2/10/1997

Current Firm

NYM ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

NYM ADVISORS, LLC

TRUST BUT VERIFY

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