Nicholas P. Guido
Professional summary
Nicholas Paul Guido, who also goes by Nicholas P Guido, is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1997. Nicholas has worked at 3 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Paul Guido's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2000 - Present
FIRST BROKERS SECURITIES LLC
Office #1: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311Office #2: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311June 21, 1999 - June 16, 2000
TULLETT PREBON FINANCIAL SERVICES LLC
August 14, 1997 - May 28, 1999
MCFADDEN, FARRELL & SMITH, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2003)
(6/8/2000)
Exams
Series 62
Date: 8/13/1997
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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