Brian C. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian C Burke, who also goes by Brian C Burke, Brian Charles Burke, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2024 - October 1, 2025
AEL FINANCIAL SERVICES, LLC
April 10, 2012 - June 15, 2016
PARK AVENUE SECURITIES LLC
July 21, 2011 - June 15, 2016
PARK AVENUE SECURITIES LLC
January 11, 2006 - June 28, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 17, 1998 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
February 3, 1997 - June 28, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/6/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
