Chuck A. Edelstein
Professional summary
Chuck Asher Edelstein, who also goes by Chaim Edelstein, Chuck A Edelstein, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Louis, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Saint Louis, Missouri.
Chuck is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Chuck has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chuck Asher Edelstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2013 - Present
CETERA INVESTMENT ADVISERS LLC
September 24, 2013 - Present
CETERA FINANCIAL SPECIALISTS LLC
December 7, 2011 - July 12, 2013
MSI FINANCIAL SERVICES, INC.
April 1, 2011 - July 12, 2013
MSI FINANCIAL SERVICES, INC.
August 16, 2004 - September 23, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
October 24, 2003 - December 18, 2003
METLIFE INVESTORS DISTRIBUTION COMPANY
May 31, 2000 - June 18, 2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 5, 1998 - June 20, 2000
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 21, 1997 - January 9, 1998
LOCUST STREET SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2017)
(2/18/2022)
(2/7/2025)
(4/27/2017)
(11/4/2013)
(9/25/2013)
(10/29/2013)
(7/6/2022)
(1/24/2017)
(9/24/2013)
(10/29/2013)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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