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Paul Michael Biggin

BIGGIN
MELVILLE, NY
·CRD# 2838366·30 years experience

Professional Summary

Paul Michael Biggin, who also goes by Paul Biggin, is a registered financial advisor currently at BIGGIN, INC. located in Melville, New York. Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 6 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Biggin

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BIGGIN, INC.·CRD# 165202
RIA
445 Broadhollow Road Suite 25, Melville, NY 11747
August 30, 2021 - Present
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Melville, NY
September 28, 2012 - October 15, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Melville, NY
March 9, 2007 - October 15, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Melville, NY
February 10, 2003 - March 21, 2007
UNITED FINANCIAL GROUP, LTD·CRD# 43250
BD
Garden City, NY
January 2, 1998 - November 6, 2002
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
May 22, 1997 - May 30, 1997

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Current Firm

BI
BIGGIN, INC.

BIGGIN, INC.

CRD#: 165202
New York
Registered Investment Advisory firm - New York (10/9/2012 Approved)

Contact Information

Main Address

445 Broadhollow Road Suite 25, Melville, NY 11747

Phone Number

(631) 881-0860

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

139

AUM (Assets Under Management)

$82,194,914

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2012About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Mar 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Biggin's CRS (Customer Relationship Summary).

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