Daniel E. Peterson
Professional summary
Daniel Ernest Peterson is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Ernest Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 8, 2014 - January 8, 2015
OSAIC SERVICES, INC.
March 4, 2004 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
May 3, 1999 - October 9, 2000
PARK AVENUE SECURITIES LLC
January 17, 1997 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(9/6/2022)
(11/2/2021)
(1/2/2025)
(2/25/2022)
(10/26/2021)
(10/3/2024)
(1/2/2025)
(11/2/2021)
(1/2/2015)
(1/3/2022)
(4/4/2024)
(10/15/2021)
(1/2/2025)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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