Chad E. Loveland

ASPEN CAPITAL MANAGEMENT LLC

SAINT GEORGE, UT 84770

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CRD#: 2837851

Professional summary

Chad Everett Loveland is a registered financial advisor currently at ASPEN CAPITAL MANAGEMENT LLC located in Saint George, Utah.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Chad has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. REAL ESTATE INVESTMENT, TAYLOR AZ. 10% OWNER OF A RESIDENTAL LOT. RENTAL REAL ESTATE INVESTMENT, ST GEORGE, UT, 1 HR/MO, NO INCOME CURRENTLY GENERATED. IAR FOR MY INVESTMENT ADVISOR, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Everett Loveland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2015 - Present

ASPEN CAPITAL MANAGEMENT LLC

Office #1: 1173 South 250 West Suite#105, Saint George, UT 84770

RIA

CRD#: 226559

SAINT GEORGE, UT

Past

November 8, 2011 - November 3, 2015

MY INVESTMENT ADVISOR, INC.

RIA

CRD#: 144616

ST GEORGE, UT

Past

July 6, 2011 - April 2, 2012

GIRARD SECURITIES, INC.

CRD#: 18697

ST. GEORGE, UT

Past

January 28, 2006 - January 11, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ST GEORGE, UT

Past

April 8, 1997 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 17, 1997 - January 11, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ST GEORGE, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/6/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/27/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/4/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/31/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

ASPEN CAPITAL MANAGEMENT LLC

CRD#: 226559 / SEC#:

Utah

Registered Investment Advisory firm - (9/17/2015 Approved)

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Contact information

Main Address

1173 South 250 West Suite#105, Saint George, UT 84770

Mailing Address

Phone number

(435) 275-2810

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	282
AUM (Assets Under Management)	$ 38,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Chad E. Loveland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Everett Loveland's CRS (Customer Relationship Summary).

Certified licenses

Experience

MY INVESTMENT ADVISOR, INC.

GIRARD SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2024

Series 66

Date: 2/6/2006

Series 63

Date: 2/27/1997

Series 7

Date: 11/19/2002

Series 6

Date: 2/27/1997

Series 10

Date: 2/4/2003

Series 9

Date: 10/31/2002

Current Firm

ASPEN CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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