Jaime A. Flechas
Professional summary
Jaime Antonio Flechas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jaime is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Jaime had worked at 3 firms, which includes DORSEY & COMPANY INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2002 - February 12, 2003
DORSEY & COMPANY, INC.
April 5, 2001 - January 23, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 1998 - April 16, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
DORSEY & COMPANY, INC.
CRD#: 1668 / SEC#: 801-35768, 8-7541
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROSPERA FINANCIAL, LLC | OWNER | |
| THOMPSON, RAYMOND ANDREW | PRESIDENT / CEO / CCO | 737094 |
Disclosures
| Regulatory Event | 15 |
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