Florence J. Mauchant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Florence Jeanne Mauchant was a registered financial professional .
Florence is a previously registered financial professional and started their career in finance in 1997. Florence had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2010 - September 25, 2019
HT CAPITAL SECURITIES, LLC
August 22, 1997 - September 16, 1998
SCHRODER & CO. INC.
January 6, 1997 - September 1, 1997
SCHRODER STRUCTURED INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
HT CAPITAL SECURITIES, LLC
CRD#: 149673 / SEC#: , 8-68181
Contact information
Documents
Red Flags
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