Monroe M. Luther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monroe Martin Luther, who also goes by Monore M Luther, Monroe M Luther, was a registered financial professional .
Monroe is a previously registered financial professional and started their career in finance in 1998. Monroe had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2011 - September 14, 2017
WESTLAKE SECURITIES
May 18, 2000 - December 6, 2005
EAGLE GLOBAL ADVISORS LLC
May 15, 1998 - November 12, 2010
SIGNATURE CAPITAL SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/17/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
WESTLAKE SECURITIES
CRD#: 127112 / SEC#: , 8-65957
Contact information
Documents
Direct owners and executive officers
Red Flags
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