Michael D. Tessler
Professional summary
Michael David Tessler, who also goes by Mike Tessler, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Tessler's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 2, 2015 - December 18, 2015
OSAIC SERVICES, INC.
January 1, 2004 - August 8, 2014
VOYA FINANCIAL ADVISORS, INC.
October 8, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
December 23, 1996 - October 4, 2002
LIFEMARK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(6/18/2025)
(12/15/2016)
(6/20/2018)
(12/16/2015)
(2/14/2017)
(7/21/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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