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Jodi Marie Johnston

Jodi M. Johnston

NWF ADVISORY SERVICES | Vice president / Recruiting & Business Development
Los Angeles, CA 90064
Some features on this profile are disabled
CRD#: 2836464
Jodi Marie Johnston

Professional summary

Jodi Marie Johnston, who also goes by Jodi Marie Bender, Jodi Johnston, Jodi Marie Weiss Ms, Jodi Marie Weiss, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Los Angeles, California and OSAIC WEALTH, INC. located in Los Angeles, California.

Jodi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jodi has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jodi Marie Bender | Jodi Johnston | Jodi Marie Weiss Ms | Jodi Marie Weiss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Director of recruiting and business development for NWF Advisory Group 11835 W. Olympic Blvd #1155 E. Los Angeles, CA 90064 2. EMPLOYEE OF NWF ADVISORY GROUP, LLC POSITION: Vice President of Business Development NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/18/2021 ADDRESS: 11835 W Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: Business development for the firm, recruiting of advisors to the firm, relationship management with existing advisors, and compliance delegate when needed. 3. NWF ADVISORY SERVICES IAR POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2021 ADDRESS: 11835 E Olympic Blvd, ste 1155E, Los Angeles CA 90064, United States DESCRIPTION: I am affiliated with the RIA and am a Compliance delegate, as needed, for the RIA 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 11835 W OLYMPIC BLVD #1155E, LOS ANGELES CA 90064-5001, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodi Marie Johnston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 2021 - Present

NWF ADVISORY SERVICES INC

Office #1: 11835 W. Olympic Blvd. #1155 E., Los Angeles, CA 90064
RIA
CRD#: 110410
Los Angeles, CA
Current

October 25, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 11835 W. Olympic Blvd. Suite 1155 E, Los Angeles, CA 90064
RIA
BD
CRD#: 23131
Los Angeles, CA
Past

February 28, 2019 - October 26, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
IRVINE, CA
Past

February 28, 2019 - October 26, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
IRVINE, CA
Past

March 19, 2018 - February 21, 2019

WADDELL & REED

RIA
CRD#: 866
RIVERSIDE, CA
Past

March 19, 2018 - February 21, 2019

WADDELL & REED

BD
CRD#: 866
RIVERSIDE, CA
Past

August 18, 2016 - March 15, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
LONG BEACH, CA
Past

August 18, 2016 - March 15, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Long Beach, CA
Past

August 18, 2016 - March 15, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
LONG BEACH, CA
Past

January 6, 2016 - August 13, 2016

CITRINE SECURITIES, LLC

RIA
CRD#: 281924
ANAHEIM HILLS, CA
Past

May 10, 2013 - August 26, 2015

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
CARLSBAD, CA
Past

March 5, 2007 - May 10, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
CARLSBAD, CA
Past

April 24, 2006 - August 23, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
RIVERSIDE, CA
Past

November 6, 2002 - April 27, 2006

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/25/2021)
IAR
California
(10/29/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/22/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/22/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/14/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/5/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/22/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)
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Contact information

Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,979
AUM (Assets Under Management)$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NWF ADVISORY SERVICES INC

Vice president / Recruiting & Business DevelopmentCRD#: 110410Los Angeles, CA 90064

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Contact information

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