Eduardo M. Martinez

SECURE INVESTMENT MANAGEMENT

Santa Barbara, CA

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CRD#: 2836020

Professional summary

Eduardo Margarito Martinez, who also goes by Eduard Margarito Martinez, Edward Margarito Martinez, Edward Martinez, Ed Martinez, Eddie Martinez, is a registered financial advisor currently at SECURE INVESTMENT MANAGEMENT, LLC located in Santa Barbara, California.

Eduardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Eduardo has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eduard Margarito Martinez | Edward Margarito Martinez | Edward Martinez | Ed Martinez | Eddie Martinez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) EDWARD MARTINEZ FINANCIAL SERVICES; INVESTMENT RELATED; Santa Barbara CA 93110; INSURANCE SALES; Owner; START DATE 06/2009; APPROX 160 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Margarito Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2024 - Present

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Santa Barbara, CA

Past

August 8, 2022 - November 16, 2022

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

SANTA BARBARA, CA

Past

September 23, 2019 - June 28, 2021

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Santa Barbara, CA

Past

July 31, 2013 - March 31, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SANTA BARBARA, CA

Past

September 23, 2011 - July 16, 2013

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

VISALIA, CA

Past

November 11, 2009 - October 3, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

VISALIA, CA

Past

August 13, 2008 - November 17, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

VISALIA, CA

Past

December 18, 2007 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

VISALIA, CA

Past

February 15, 2006 - December 21, 2007

LPL FINANCIAL LLC

CRD#: 6413

VISALIA, CA

Past

May 9, 2003 - February 16, 2006

SECU BROKERAGE SERVICES

CRD#: 19899

RALEIGH, NC

Past

July 1, 2002 - December 20, 2002

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

SANTA BARBARA, CA

Past

March 14, 2002 - December 20, 2002

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

February 9, 2002 - March 13, 2002

PARKLAND SECURITIES, LLC

CRD#: 115368

ANN ARBOR, MI

Past

December 8, 1999 - February 9, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 16, 1997 - November 4, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/11/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/11/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

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Contact information

Main Address

3067 W. Ina Road #125, Tucson, AZ 85741

Mailing Address

Phone number

(520) 333-4719

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	825
AUM (Assets Under Management)	$ 38,291,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eduardo M. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo Margarito Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT PARTNERSHIP WEALTH, LLC

AE WEALTH MANAGEMENT, LLC

ALLSTATE FINANCIAL SERVICES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

QUESTAR CAPITAL CORPORATION

CETERA WEALTH SERVICES, LLC

PENSION PLANNERS SECURITIES, INC.

LPL FINANCIAL LLC

SECU BROKERAGE SERVICES

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

PARKLAND SECURITIES, LLC

WALNUT STREET SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2017

Series 63

Date: 4/11/1997

SIE

Date: 3/31/2016

Series 6

Date: 4/11/1997

Series 26

Date: 5/11/2006

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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