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FF

Forest M. Fox

FOX & HOLLAND INVESTING LLC
Rancho Cucamonga, CA 91730
Some features on this profile are disabled
CRD#: 2835806
FF

Professional summary

Forest M Fox, who also goes by Woody Fox, is a registered financial advisor currently at FOX & HOLLAND INVESTING LLC located in Rancho Cucamonga, California.

Forest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Forest has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Woody Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FOX & STEPHENS, CPA'S, INC.~'NIR'~9302 Pittsburgh Ave, Ste 200 Rancho Cucamonga, CA 91730~TAX PREPARATION/ACCOUNTING~TAX PREPARATION/ACCOUNTING/INSURANCE~1/1988~160HRS~160HRS~PARTNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Forest M Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2022 - Present

FOX & HOLLAND INVESTING LLC

Office #1: 9302 Pittsburgh Avenue Suite 200, Rancho Cucamonga, CA 91730
RIA
CRD#: 317363
Rancho Cucamonga, CA
Past

February 14, 2013 - December 21, 2022

FOX INVESTING

RIA
CRD#: 166510
RANCHO CUCAMONGA, CA
Past

January 7, 2006 - February 19, 2013

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
RANCHO CUCAMONGA, CA
Past

August 21, 2002 - December 31, 2003

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
RANCHO CUCAMONGA, CA
Past

February 21, 1997 - February 19, 2013

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
RANCHO CUCAMONGA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/22/2022)
IAR
Texas
(11/21/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/4/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/19/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

F&
FOX & HOLLAND INVESTING LLC
FOX & HOLLAND INVESTING LLC

CRD#: 317363 / SEC#:

California
Registered Investment Advisory firm - (3/30/2022 Approved)
Nevada
Registered Investment Advisory firm - (6/26/2024 Approved)
Texas
Registered Investment Advisory firm - (2/24/2022 Conditional Restricted)
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Contact information

Main Address
9302 Pittsburgh Avenue Suite 200, Rancho Cucamonga, CA 91730
Mailing Address
Phone number
(909) 980-6050
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts316
AUM (Assets Under Management)$ 49,960,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOX & HOLLAND INVESTING LLC

CRD#: 317363Rancho Cucamonga, CA 91730

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