NK
Nathan M. Kosman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cincinnati, OH 45230
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CRD#: 2835150
NK
Professional summary
Nathan Michael Kosman, AIF®, who also goes by Nate Kosman, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cincinnati, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Key West, Florida.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Nathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Kosman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Rosselot Financial Group-7426 Jager Ct, Cincinnati, OH;01/01/98;President- Independent Insurance Agent through various independent companies; INV Rel- 1.5/Weekly 1.5/Trading. 2. CIRA, 1776 Pleasant Plain Rd., Fairfield, IA; Advisory Rep of a RIA; INV REL - 30/WK - 30/Trading. See employment history for start date. 3. The Rosselot Financial Group-7426 Jager Ct, Cincinnati, OH; 01/01/98; President- Financial professional Utilizing DBA Name. INV Rel- 40/WK 40/Trading. 4. MIDWEST RUGBY DEVELOPMENT FOUNDATION, 6440 STOCKTON RD, FAIRFIELD, OH, 3/2016 AS COACH, FOR HIGH SCHOOL AGES KIDS. NIR - 100/YR - 40/TRADING. 5. INTERDEPENDENT ADVISORS LLC, 7426 JAGER CT, CINCINNATI, OH, 01/2007. TO PROVIDE TAX AND LEGAL LIABILITY. INV REL-15/WK-10/TRADING. 6. MIDWEST RUGBY DEVELOPMENT FOUNDATION, 6440 STOCKTON RD, FAIRFIELD, OH, 09/2019. STEERING COMMITTEE MEMBER, PROMOTE SPORTS FOR YOUTH, COLLEGE, CLUB, AND PROFESSIONALS. NIR-12/YR-0/TRADING. 7. AK BUSINESS PROPERTIES, LLC, 7426 JAGER CT, CINCINNATI, OH, REAL ESTATE HOLDINGS, MEMBER, NIR, 04/01/20, 0/MO- 0/TRADING 8. SOUTHERNMOST KSSC LLC, 1547 VANCROSS CT, CINCINNATI, OH, VACATION HOME/RENTAL PROPERTY- WIFE, LLC, 0/YR- 0/TRADING 9. CRNA FINANCIAL / 7426 Jager, Cincinnati OH 45230 / 12/06/2021 / DBA / 40HR/MO - 40HR/MO TRADING 10. STOTHMAN WEALTH CARE, 325 West Main St, Louisville KY 40202, 07/2022, Owner, INV REL, 20 HR/MO - 20 HR/MO Trading. 11. DEVENDING LLC, 821 Old Orchard, Cincinnati OH 45230, United States, 10/01/2023, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 40 HR/MO TRADING 12. RFG LEGACY PARTNERS LLC, 7426 Jager Ct, Cincinnati OH 45230, United States, 01/01/2025, Owner, CIRA, NIR, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Michael Kosman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7430 Jager Ct., Cincinnati, OH 45230RIA
CRD#: 134139
Cincinnati, OH
Current
October 16, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 7426 Jager Ct., Cincinnati, OH 45230BD
CRD#: 39543
Key West, FL
Past
May 1, 2007 - October 19, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CINCINNATI, OH
Past
May 1, 2007 - October 19, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CINCINNATI, OH
Past
February 25, 2002 - November 13, 2007
THE ROSSELOT FINANCIAL GROUP, INC.
RIA
CRD#: 121398
CINCINNATI, OH
Past
April 29, 1999 - May 9, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CINCINNATI, OH
Past
January 9, 1997 - April 29, 1999
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2017)
RR
Alaska(2/25/2020)
RR
Arizona(10/16/2017)
RR
Arkansas(10/16/2017)
RR
California(10/16/2017)
RR
Colorado(10/16/2017)
RR
Connecticut(10/16/2017)
RR
Delaware(9/28/2023)
RR
Florida(10/16/2017)
IAR
Florida(5/22/2024)
RR
Georgia(10/16/2017)
RR
Idaho(4/9/2020)
RR
Illinois(10/16/2017)
RR
Indiana(10/16/2017)
RR
Iowa(6/27/2019)
RR
Kansas(7/21/2020)
RR
Kentucky(10/16/2017)
RR
Louisiana(10/16/2017)
RR
Maine(10/17/2017)
RR
Maryland(10/16/2017)
RR
Massachusetts(10/18/2017)
RR
Michigan(10/16/2017)
RR
Minnesota(11/5/2017)
RR
Mississippi(10/23/2017)
RR
Missouri(10/16/2017)
RR
Montana(11/7/2017)
RR
Nebraska(10/16/2017)
RR
Nevada(7/31/2024)
RR
New Hampshire(10/19/2017)
RR
New Jersey(10/20/2017)
RR
New Mexico(10/16/2017)
RR
New York(10/16/2017)
RR
North Carolina(10/16/2017)
RR
North Dakota(11/1/2018)
RR
Ohio(10/16/2017)
IAR
Ohio(10/17/2017)
RR
Oklahoma(10/16/2017)
RR
Oregon(11/1/2018)
RR
Pennsylvania(10/16/2017)
RR
Puerto Rico(2/2/2022)
RR
Rhode Island(10/16/2017)
RR
South Carolina(10/16/2017)
RR
South Dakota(5/8/2024)
RR
Tennessee(10/16/2017)
RR
Texas(10/16/2017)
IAR
Texas(10/16/2017)
RR
Utah(10/16/2017)
RR
Vermont(10/16/2017)
RR
Virginia(10/16/2017)
RR
Washington(10/16/2017)
RR
West Virginia(10/16/2017)
RR
Wisconsin(10/16/2017)
RR
Wyoming(4/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Cincinnati, OH 45230TRUST BUT VERIFY
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