SW
Sebastian Wyczawski
VCS VENTURE SECURITIES
MANORVILLE, NY
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CRD#: 2835135
SW
Professional summary
Sebastian Wyczawski is a registered financial professional currently at VCS VENTURE SECURITIES located in Manorville, New York.
Sebastian is registered as a RR (Registered Representative) and started their career in finance in 1998. Sebastian has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sebastian Wyczawski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2021 - Present
VCS VENTURE SECURITIES
BD
CRD#: 127921
MANORVILLE, NY
Past
July 6, 2015 - September 28, 2021
JOSEPH STONE CAPITAL L.L.C.
BD
CRD#: 159744
MANORVILLE, NY
Past
August 13, 2010 - August 6, 2015
CAPE SECURITIES INC.
BD
CRD#: 7072
HOLBROOK, NY
Past
August 1, 2006 - August 16, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
BD
CRD#: 130390
RALEIGH, NC
Past
April 20, 2001 - July 26, 2006
MILESTONE FINANCIAL SERVICES, INC.
BD
CRD#: 43295
BOHEMIA, NY
Past
October 27, 1998 - May 9, 2001
SEABOARD SECURITIES, INC.
BD
CRD#: 755
FLORHAM PARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/11/2021)
RR
Arizona(10/6/2021)
RR
California(11/7/2022)
RR
Connecticut(9/29/2021)
RR
Delaware(9/29/2021)
RR
District of Columbia(10/8/2021)
RR
Florida(9/20/2021)
RR
Georgia(9/27/2021)
RR
Idaho(9/15/2021)
RR
Indiana(9/29/2021)
RR
Iowa(10/4/2021)
RR
Kansas(9/30/2021)
RR
Louisiana(10/4/2021)
RR
Michigan(10/4/2021)
RR
Minnesota(12/16/2021)
RR
Mississippi(9/29/2021)
RR
Nevada(10/5/2021)
RR
New Jersey(10/31/2022)
RR
New Mexico(12/1/2021)
RR
New York(9/28/2021)
RR
North Carolina(9/30/2021)
RR
North Dakota(10/4/2021)
RR
Ohio(10/1/2021)
RR
Oklahoma(1/15/2025)
RR
Pennsylvania(10/7/2021)
RR
Puerto Rico(9/30/2021)
RR
Rhode Island(10/5/2021)
RR
South Carolina(10/22/2021)
RR
South Dakota(10/5/2021)
RR
Tennessee(11/2/2021)
RR
Texas(8/18/2022)
RR
Utah(9/29/2021)
RR
Vermont(9/29/2021)
RR
Virginia(9/29/2021)
RR
Washington(9/28/2021)
RR
West Virginia(10/18/2021)
RR
Wisconsin(10/5/2021)
RR
Wyoming(10/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/5/1998
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VV
VCS VENTURE SECURITIES
D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC
CRD#: 127921 / SEC#: , 8-66069
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
29 Broadway Suite 1502, New York, NY 10006-3201
Mailing Address
29 Broadway Suite 1502, New York, NY 10006-3221
Phone number
(212) 404-7696
Established
Delaware since 11/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
