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JG

James Harrison Graver

GRAVER CAPITAL MANAGEMENT

COLUMBUS, OH

·CRD# 2835090·29 years experience

Professional Summary

James Harrison Graver, who also goes by Jamie Graver, is a registered financial advisor currently at GRAVER CAPITAL MANAGEMENT, LLC located in Columbus, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Columbus, Ohio. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jamie Graver

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GRAVER CAPITAL MANAGEMENT, LLC·CRD# 312515

RIA

1550 Old Henderson Road Suite E-273, Columbus, OH 43220

January 31, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747

BD

1550 Old Henderson Road Suite E-273, Columbus, OH 43220

June 6, 2017 - Present

G2 CAPITAL MANAGEMENT, LLC·CRD# 286521

RIA

Columbus, OH

June 6, 2017 - March 31, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

RIA

Dublin, OH

February 10, 2009 - June 13, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

BD

Dublin, OH

February 10, 2009 - June 13, 2017

OSAIC SERVICES, INC.·CRD# 133763

RIA

Phoenix, AZ

May 4, 2006 - February 11, 2009

OSAIC SERVICES, INC.·CRD# 133763

BD

Scottsdale, AZ

April 27, 2006 - February 11, 2009

PREFERRED CAPITAL MANAGEMENT·CRD# 119960

RIA

Dublin, OH

October 18, 2001 - August 16, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

RIA

Dublin, OH

June 5, 2001 - May 2, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694

BD

Dublin, OH

May 22, 2001 - May 2, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580

BD

Fort Wayne, IN

January 28, 1997 - May 24, 2001

OSAIC FA, INC.·CRD# 3978

BD

Fort Wayne, IN

January 28, 1997 - May 24, 2001

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Current Firm

GC

GRAVER CAPITAL MANAGEMENT, LLC

GRAVER CAPITAL MANAGEMENT, LLC

CRD#: 312515 / SEC#: 801-132265

RIA

Registered Investment Advisory firm - SEC (3/28/2025 Approved)

Ohio

Registered Investment Advisory firm - Ohio (3/31/2025 Terminated)

Texas

Registered Investment Advisory firm - Texas (3/31/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1550 Old Henderson Road Suite E-273, Columbus, OH 43220

Phone Number

(614) 499-2500

# of Employees

4

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GRAVER CAPITAL DISCLOSURE BROCHURE (2/4/2026)

Regulatory Assets Under Management

Total Number of Accounts

544

AUM (Assets Under Management)

$153,517,812

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JAMES GRAVER IS DUALLY-REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH GRAVER CAPITAL MANAGEMENT, LLC ("GRAVER CAPITAL" - SINCE 01/2021) AND AS A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. ("PKS" - SINCE 06/2017). BUSINESS IS CONDUCTED FROM 1550 OLD HENDERSON ROAD, SUITE E-273, COLUMBUS, OH 43220. APPROXIMATELY 90% OF MR. GRAVER'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE. GRAVER CAPITAL AND PKS ARE NOT AFFILIATED. 2. State Bank & Trust Company. Non-Investment Related. 4080 W. Dublin Granville Road, Dublin, OH 43017. Bank, Member of State Bank Regional Advisory Board. Start 6/2021. 1hr/mo, during trading hours. Attend bi-monthly meetings. 3. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/Traditional Insurance. 4/2024. 1 hr/month with 1 hr during trading hours. Provide insurance advice based on the needs of clients. 4. Trustee For John F Graver Sr Trust. Investment related. P.O. Box 628290, Orlando FL 32862. Trust related services. Trustee/Beneficiary/Investment manager. Start date: 01/2025. 25 hrs/month; 1 during trading hours. Act as Trustee of Trust and also Investment manager of trust investment accounts held at Charles Schwab

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GC

GRAVER CAPITAL MANAGEMENT, LLC

GRAVER CAPITAL MANAGEMENT, LLC

CRD#: 312515 / SEC#: 801-132265

RIA

Registered Investment Advisory firm - SEC (3/28/2025 Approved)

Ohio

Registered Investment Advisory firm - Ohio (3/31/2025 Terminated)

Texas

Registered Investment Advisory firm - Texas (3/31/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Colorado
(6/6/2017)

RR

Indiana
(6/6/2017)

RR

Minnesota
(6/6/2017)

RR

Ohio
(6/6/2017)

IAR

Ohio
(1/31/2021)

RR

Virginia
(6/6/2017)

RR

Washington
(6/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1997About the Series 7 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view James Harrison Graver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JG

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