JG
James H. Graver
GRAVER CAPITAL MANAGEMENT
Columbus, OH 43220
Some features on this profile are disabled
CRD#: 2835090
JG
Professional summary
James Harrison Graver, who also goes by Jamie Graver, is a registered financial advisor currently at GRAVER CAPITAL MANAGEMENT, LLC located in Columbus, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Columbus, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. James has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jamie Graver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JAMES GRAVER IS DUALLY-REGISTERED AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH GRAVER CAPITAL MANAGEMENT, LLC ("GRAVER CAPITAL" - SINCE 01/2021) AND AS A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. ("PKS" - SINCE 06/2017). BUSINESS IS CONDUCTED FROM 1550 OLD HENDERSON ROAD, SUITE E-273, COLUMBUS, OH 43220. APPROXIMATELY 90% OF MR. GRAVER'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE. GRAVER CAPITAL AND PKS ARE NOT AFFILIATED. 2. State Bank & Trust Company. Non-Investment Related. 4080 W. Dublin Granville Road, Dublin, OH 43017. Bank, Member of State Bank Regional Advisory Board. Start 6/2021. 1hr/mo, during trading hours. Attend bi-monthly meetings. 3. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/Traditional Insurance. 4/2024. 1 hr/month with 1 hr during trading hours. Provide insurance advice based on the needs of clients. 4. Trustee For John F Graver Sr Trust. Investment related. P.O. Box 628290, Orlando FL 32862. Trust related services. Trustee/Beneficiary/Investment manager. Start date: 01/2025. 25 hrs/month; 1 during trading hours. Act as Trustee of Trust and also Investment manager of trust investment accounts held at Charles Schwab
CRS (Client Relationship Summary) - RIA
Click below to view James Harrison Graver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2021 - Present
GRAVER CAPITAL MANAGEMENT, LLC
Office #1: 1550 Old Henderson Road Suite E-273, Columbus, OH 43220RIA
CRD#: 312515
Columbus, OH
Current
June 6, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1550 Old Henderson Road Suite E-273, Columbus, OH 43220BD
CRD#: 35747
Columbus, OH
Past
June 6, 2017 - March 31, 2021
G2 CAPITAL MANAGEMENT, LLC
RIA
CRD#: 286521
COLUMBUS, OH
Past
February 10, 2009 - June 13, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
DUBLIN, OH
Past
February 10, 2009 - June 13, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
DUBLIN, OH
Past
May 4, 2006 - February 11, 2009
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PHOENIX, AZ
Past
April 27, 2006 - February 11, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
October 18, 2001 - August 16, 2006
PREFERRED CAPITAL MANAGEMENT
RIA
CRD#: 119960
DUBLIN, OH
Past
June 5, 2001 - May 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
DUBLIN, OH
Past
May 22, 2001 - May 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DUBLIN, OH
Past
January 28, 1997 - May 24, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 28, 1997 - May 24, 2001
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GRAVER CAPITAL MANAGEMENT, LLC
GRAVER CAPITAL MANAGEMENT, LLC
CRD#: 312515 / SEC#: 801-132265
RIA
Registered Investment Advisory firm - (3/28/2025 Approved)Ohio
Registered Investment Advisory firm - (3/31/2025 Terminated)Texas
Registered Investment Advisory firm - (3/31/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/6/2017)
RR
Indiana(6/6/2017)
RR
Minnesota(6/6/2017)
RR
Ohio(6/6/2017)
IAR
Ohio(1/31/2021)
RR
Pennsylvania(6/6/2017)
RR
Virginia(6/6/2017)
RR
Washington(6/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GRAVER CAPITAL MANAGEMENT, LLC
GRAVER CAPITAL MANAGEMENT, LLC
CRD#: 312515 / SEC#: 801-132265
RIA
Registered Investment Advisory firm - (3/28/2025 Approved)Ohio
Registered Investment Advisory firm - (3/31/2025 Terminated)Texas
Registered Investment Advisory firm - (3/31/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1550 Old Henderson Road Suite E-273, Columbus, OH 43220
Mailing Address
Phone number
(614) 499-2500
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 451 |
| AUM (Assets Under Management) | $ 121,978,874 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
