Stephen J. Myers

VANGUARD ADVISERS

SCOTTSDALE, AZ 85260

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CRD#: 2834875

Professional summary

Stephen Jay Myers, who also goes by Stephen Myers, Steve Myers, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Scottsdale, Arizona and VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Myers | Steve Myers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jay Myers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2022 - Present

VANGUARD ADVISERS, INC.

Office #1: 14321 North Northsight Blvd, Scottsdale, AZ 85260

RIA

CRD#: 106715

SCOTTSDALE, AZ

Current

May 6, 2022 - Present

VANGUARD MARKETING CORPORATION

Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260

CRD#: 7452

Scottsdale, AZ

Past

August 13, 2021 - May 6, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SCOTTSDALE, AZ

Past

August 13, 2021 - May 6, 2022

LPL FINANCIAL LLC

CRD#: 6413

SCOTTSDALE, AZ

Past

February 11, 2020 - June 1, 2021

MSH CAPITAL ADVISORS LLC

RIA

CRD#: 157835

SCOTTSDALE, AZ

Past

February 6, 2020 - June 1, 2021

M. S. HOWELLS & CO.

CRD#: 104100

SCOTTSDALE, AZ

Past

November 21, 2018 - January 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKDALE, MN

Past

November 21, 2018 - January 29, 2020

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

November 21, 2018 - January 29, 2020

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

November 16, 2018 - January 29, 2020

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

November 12, 2018 - January 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 12, 2018 - January 29, 2020

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

November 12, 2018 - January 29, 2020

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 12, 2018 - January 29, 2020

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 23, 2017 - September 26, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

February 10, 2003 - September 26, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

February 21, 2002 - September 26, 2002

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

April 18, 1997 - December 3, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 20, 1996 - February 13, 1997

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/9/2022)

IAR

Arizona
(5/11/2022)

California
(7/10/2025)

IAR

Texas
(5/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/6/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 4/4/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/4/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,225

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STABLE VALUE (9/29/2025)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (9/29/2025)

VANGUARD SITUATIONAL ADVISOR BROCHURE (9/29/2025)

VANGUARD STRATEGIC MODEL PORTFOLIOS (9/29/2025)

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/29/2025)

VANGUARD PERSONAL ADVISOR SELECT (9/29/2025)

Regulatory assets under management

Total Number of Accounts	698,843
AUM (Assets Under Management)	$ 300,434,933,763

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report
06/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen J. Myers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Jay Myers's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSH CAPITAL ADVISORS LLC

M. S. HOWELLS & CO.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

OSAIC SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CHARLES SCHWAB & CO., INC.

JOSEPH CHARLES & ASSOC., INC.

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2017

Series 63

Date: 12/23/1996

SIE

Date: 9/26/2018

Series 7

Date: 12/19/1996

Series 4

Date: 9/6/2023

Series 24

Date: 4/8/2002

Series 10

Date: 4/4/2000

Series 9

Date: 4/4/2000

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

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