CO
Charles G. Orcutt
UNITED ADVISOR GROUP
milford, OH 45150
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CRD#: 2834844
CO
Professional summary
Charles Gregory Orcutt, who also goes by Greg Orcutt, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Milford, Ohio.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Charles has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Orcutt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GO Properites,Is Not Investment Related,,office building owned,owner,2003-01-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,own and maintain commercial office building 2) "Orcutt & Company, CPA's Ltd.",Is Not Investment Related,,cpa firm,owner,1995-07-01,15 hours per month,0 hours per month during trading hours,Other Compensation,"I sold the assets of the firm effect 1/1/2023. I still own the scorp Orcutt & Company, CPAs Ltd. I will be disolving the LLC by the end of 2023. I may be paid as a contractor from the current of the firm." 3) Charles G Orcutt,Is Investment Related,,life and health insurance license,owner,1996-12-31,1 hours per month,0 hours per month during trading hours,Commission Compensation,holder of an Ohio life and health insurance license 4)United Advisor Group,Is Investment Related,,Independent RIA,IAR,2023-02-01,160 hours per month,130 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA 4). Orcutt Financial,Is Investment Related,,DBA for financial services,owner,Branch location,2023-02-07,120 hours per month,20 hours per month during trading hours,Other Compensation,fees and commissions 5) Partner at Brookville Adventures, LLC - outdoor canoeing, kayaking and camping business. Not investment related. 6) Partner at Oar Holdings, LLC - real estate holding company. Not investment related. I am a CPA and will provide tax and accounting services to the firm i sold 1/1/23 for the next year as a self employed contractor.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Gregory Orcutt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 936 St Rt 28, Milford, OH 45150RIA
CRD#: 324205
milford, OH
Past
February 6, 2023 - December 31, 2024
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
Milford, OH
Past
November 5, 2018 - February 20, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Milford, OH
Past
November 1, 2018 - February 20, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Milford, OH
Past
May 20, 2010 - November 5, 2018
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
MILFORD, OH
Past
May 19, 2010 - November 5, 2018
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
MILFORD, OH
Past
March 23, 2000 - May 14, 2010
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
MILFORD, OH
Past
January 2, 1997 - May 14, 2010
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
MILFORD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(2/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ADVISOR GROUP
CRD#: 324205Milford, OH 45150TRUST BUT VERIFY
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