Jeffrey S. Pretat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Stephen Pretat, who also goes by Jeffrey Stephen Pretat Mr., was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 7 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2021 - May 23, 2022
OPAL SECURITIES, INC.
May 16, 2014 - November 18, 2021
OPAL SECURITIES, INC.
August 25, 2010 - December 11, 2025
HAP TRADING, LLC
January 2, 2009 - March 27, 2009
INTEGRAL DERIVATIVES, LLC
February 26, 2008 - January 12, 2009
AGS SPECIALISTS II, LLC
April 28, 2005 - May 23, 2005
LL PARTNERS, INC.
November 12, 2004 - April 19, 2005
TD ARRANGED SERVICES LLC
September 26, 2003 - April 16, 2004
JSP SECURITIES L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
OPAL SECURITIES, INC.
CRD#: 8246 / SEC#: , 8-24841
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
