Timothy L. Head

FIRST HEARTLAND CONSULTANTS

CHESTERFIELD, MO 63017

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CRD#: 2834539

Professional summary

Timothy Lee Head is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Chesterfield, Missouri and FIRST HEARTLAND CAPITAL, INC. located in Chesterfield, Missouri.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 62 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Timothy L Head CPA, PC, Investment Related, CPA firm, Owner, Start Date: 01/01/1990 Insurance Agent, Sole Prop., Investment Related, Marketing fixed insurance products, Agent/Broker, Start Date: 01/01/1990 First Heartland Consultants , Investment Related, Investment Advisory Services, IAR, Start Date: 09/12/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Head's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2023 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 14377 Woodlake Dr #202, Chesterfield, MO 63017

RIA

CRD#: 110377

CHESTERFIELD, MO

Current

September 12, 2023 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 14377 Woodlake Drive Suite 202, Chesterfield, MO 63017

CRD#: 32460

Chesterfield, MO

Past

November 14, 2012 - September 20, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOWN AND COUNTRY, MO

Past

November 14, 2012 - September 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

TOWN AND COUNTRY, MO

Past

November 20, 2007 - November 20, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MANCHESTER, MO

Past

November 20, 2007 - November 20, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MANCHESTER, MO

Past

April 4, 2005 - November 28, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ST. LOUIS, MO

Past

January 2, 2003 - April 1, 2005

RETIREMENT PLAN ADVISORS, LLC

RIA

CRD#: 122758

MANCHESTER, MO

Past

December 12, 2001 - November 28, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ST. LOUIS, MO

Past

December 7, 2001 - December 31, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

ST. LOUIS, MO

Past

March 14, 1997 - December 19, 2001

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/12/2023)

California
(9/12/2023)

Illinois
(9/12/2023)

Mississippi
(9/12/2023)

Missouri
(9/12/2023)

IAR

Missouri
(9/12/2023)

Tennessee
(9/12/2023)

Texas
(9/12/2023)

IAR

Texas
(9/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/17/2011

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/16/2010

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 62

Date: 2/14/2000

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 3/13/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Timothy L. Head

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lee Head's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RETIREMENT PLAN ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2000

Series 63

Date: 3/24/1997

SIE

Date: 10/1/2018

Series 7

Date: 2/17/2011

Series 22

Date: 6/16/2010

Series 62

Date: 2/14/2000

Series 6

Date: 3/13/1997

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

Contact information

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