Bryan S. Glass
Professional summary
Bryan Seth Glass is a registered financial professional currently at EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1996. Bryan has worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 99TO, Series 22TO, Series 42, Series 52TO, Series 82TO, Series 72, Series 6TO, SIE, Series 7, Series 26, Series 14, Series 39, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Seth Glass's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2012 - Present
EMPIRE STATE FINANCIAL, INC.
Office #1: 20 W. Park Ave. Suite 207, Long Beach, NY 11561April 23, 2010 - October 23, 2012
BOLTON GLOBAL CAPITAL
June 1, 2009 - April 30, 2010
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 27, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
September 20, 1999 - November 1, 2006
TD AMERITRADE, INC.
February 25, 1997 - October 1, 1999
GRUNTAL & CO., L.L.C.
December 24, 1996 - May 5, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2023)
(1/5/2023)
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(2/3/2023)
(3/22/2013)
(2/20/2023)
(1/26/2023)
(1/9/2023)
(2/1/2023)
(2/14/2023)
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(2/13/2023)
(1/10/2023)
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(1/4/2023)
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(2/9/2023)
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(1/3/2023)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPIRE STATE FINANCIAL, INC.
CRD#: 5657 / SEC#: , 8-16309
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Red Flags
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