Steven Mendo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Mendo was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1997. Steven had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2024 - September 5, 2025
S2K FINANCIAL LLC
September 16, 2019 - June 27, 2023
TRANSAMERICA CAPITAL, LLC
March 3, 2014 - September 27, 2019
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 26, 2010 - September 27, 2019
GUGGENHEIM INVESTMENTS
January 28, 2009 - October 28, 2010
RYDEX ADVISORY SERVICES, LLC
April 20, 2006 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
October 4, 2002 - March 10, 2006
EVERLAKE DISTRIBUTORS, LLC
February 6, 2001 - October 4, 2002
AFD, INC.
January 17, 1997 - December 7, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S2K FINANCIAL LLC
CRD#: 248786 / SEC#: , 8-69628
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
