JK
James A. Komoszewski
ADVISORNET WEALTH PARTNERS
Minnetonka, MN 55305
Some features on this profile are disabled
CRD#: 2833256
JK
Professional summary
James Anthony Komoszewski, who also goes by Jim Komoszewski, is a registered financial advisor currently at ADVISORNET WEALTH PARTNERS located in Minnetonka, Minnesota and CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. James has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Komoszewski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PRESIDENT AND CEO FOR ADVISORNET FINANCIAL (2) NAME OF OTHER BUSINESS: JIM KOMOSZEWSKI (SOLE PROPRIETOR) DBA JIM ANTHONY MUSIC INVESTMENT RELATED: NO ADDRESS: 1782 BISHOP AVE NW, BUFFALO, MN 55313 NATURE OF BUSINESS: SONGWRITING AND MUSIC PUBLISHING START DATE: 1996 POSITION/TITLE/RELATIONSHIP: SINGER AND SONGWRITER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SINGER AND SONGWRITER (3) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE:09/2021 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF RIA (4) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, INC DBA ADVISORNET PLANNING PARTNERS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: President /CEO/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: BOARD OF DIRECTORS, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / CHAIRMAN, APX NUMBER OF HOURS PER WEEK: 5, BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN BOARD ACTIVITIES AND LEAD AS CHAIRMAN; 6) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC DBA AMP STUDIOS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MULTIMEDIA; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT, CEO, CHAIRMAN; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO PROVIDE MULTIMEDIA CAPABILITIES (VIDEO AND AUDIO PODCASTING) FOR AFFILIATING ADVISORS TO SUPPORT EFFECTIVE COMMUNICATIONS TO THEIR END CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view James Anthony Komoszewski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 11, 2019 - Present
ADVISORNET WEALTH PARTNERS
Office #1: 110 Cheshire Lane Suite 200, Minnetonka, MN 55305RIA
CRD#: 113074
Minnetonka, MN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 Cheshire Lane Suite 200, Minnetonka, MN 55305Office #2: 1782 Bishop Ave Nw, Buffalo, MN 55313RIA
CRD#: 105644
MINNETONKA, MN
Current
August 21, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 110 Cheshire Lane Suite 200, Minnetonka, MN 55305BD
CRD#: 13572
Minnetonka, MN
Past
August 21, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 25, 2016 - June 25, 2018
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
Buffalo, MN
Past
October 19, 2015 - May 25, 2016
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
October 19, 2015 - May 26, 2016
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
October 19, 2015 - May 31, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
June 15, 2012 - September 10, 2018
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
BISMARCK, ND
Past
December 18, 2008 - June 19, 2012
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
July 21, 2004 - December 19, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
October 31, 2003 - July 26, 2004
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
April 29, 2002 - December 4, 2003
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
April 30, 2001 - November 18, 2002
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
November 21, 2000 - April 19, 2001
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(8/13/2021)
RR
Colorado(1/2/2025)
RR
Georgia(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Illinois(1/2/2025)
RR
Iowa(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Minnesota(8/21/2019)
IAR
Minnesota(11/11/2019)
RR
Mississippi(1/2/2025)
RR
Montana(7/28/2021)
RR
Nevada(8/3/2021)
RR
New Hampshire(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New Mexico(1/2/2025)
RR
North Dakota(7/26/2021)
RR
Ohio(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(7/30/2021)
RR
Rhode Island(1/2/2025)
RR
Texas(1/2/2025)
IAR
Texas(3/27/2025)
RR
Vermont(7/29/2021)
RR
Washington(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
