MJ
Mark D. Jameson
MOMENTUM INDEPENDENT NETWORK
COLLEYVILLE, TX 76034
Some features on this profile are disabled
CRD#: 2833084
MJ
Professional summary
Mark Douglas Jameson, who also goes by Mark Douglas Jameson, is a registered financial advisor currently at MOMENTUM INDEPENDENT NETWORK INC. located in Colleyville, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Douglas Jameson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Douglas Jameson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Douglas Jameson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 3, 2023 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 6224 Colleyville Blvd Suite A, Colleyville, TX 76034Office #2: 5757 Alpha Road Suite 700, Dallas, TX 75240Office #3: 717 N. Harwood Street Suite 3400, Dallas, TX 75201Office #4: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 17587
COLLEYVILLE, TX
Current
July 3, 2023 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 6224 Colleyville Blvd Suite A, Colleyville, TX 76034Office #2: 5757 Alpha Road Suite 700, Dallas, TX 75240Office #3: 717 N. Harwood Street Suite 3400, Dallas, TX 75201Office #4: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 17587
COLLEYVILLE, TX
Current
July 3, 2023 - Present
HILLTOP SECURITIES INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 6220
Dallas, TX
Past
April 12, 2022 - July 7, 2023
ROBINHOOD SECURITIES, LLC
BD
CRD#: 287900
Westlake, TX
Past
October 22, 2020 - April 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
October 19, 2020 - April 8, 2022
MOMENTUM INDEPENDENT NETWORK INC.
RIA
CRD#: 17587
DALLAS, TX
Past
October 16, 2020 - April 8, 2022
HILLTOP SECURITIES INC.
RIA
CRD#: 6220
Dallas, TX
Past
December 3, 2015 - April 8, 2022
HILLTOP SECURITIES INC.
BD
CRD#: 6220
Dallas, TX
Past
September 14, 2010 - January 22, 2016
FIRST SOUTHWEST COMPANY, LLC
BD
CRD#: 316
Dallas, TX
Past
November 20, 2009 - September 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DALLAS, TX
Past
October 16, 2006 - March 31, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
DALLAS, TX
Past
February 20, 2003 - October 23, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DALLAS, TX
Past
July 22, 2002 - February 26, 2003
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
June 30, 1998 - June 10, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
May 22, 1997 - July 9, 1997
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 21, 1997 - May 8, 1997
TAYLOR STUART FINANCIAL, INC.
BD
CRD#: 39025
GREAT NECK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.
CRD#: 17587 / SEC#: 801-60812, 8-35475
RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/3/2023)
IAR
Alabama(7/3/2023)
RR
Alaska(7/3/2023)
IAR
Alaska(7/3/2023)
RR
Arizona(7/3/2023)
IAR
Arizona(7/27/2023)
RR
Arkansas(7/3/2023)
IAR
Arkansas(7/3/2023)
RR
California(7/3/2023)
IAR
California(7/3/2023)
RR
Colorado(7/3/2023)
IAR
Colorado(7/3/2023)
RR
Connecticut(7/3/2023)
IAR
Connecticut(7/3/2023)
RR
Delaware(7/3/2023)
IAR
Delaware(7/3/2023)
RR
District of Columbia(7/3/2023)
IAR
District of Columbia(6/17/2024)
RR
Florida(7/3/2023)
IAR
Florida(7/24/2023)
RR
Georgia(7/3/2023)
IAR
Georgia(12/7/2023)
RR
Hawaii(7/3/2023)
IAR
Hawaii(7/3/2023)
RR
Idaho(7/3/2023)
IAR
Idaho(7/5/2023)
RR
Illinois(7/3/2023)
IAR
Illinois(7/7/2023)
RR
Indiana(7/3/2023)
IAR
Indiana(7/3/2023)
RR
Iowa(7/3/2023)
IAR
Iowa(7/3/2023)
RR
Kansas(7/3/2023)
IAR
Kansas(7/3/2023)
RR
Kentucky(7/3/2023)
IAR
Kentucky(7/3/2023)
RR
Louisiana(7/10/2023)
IAR
Louisiana(7/10/2023)
RR
Maine(7/3/2023)
IAR
Maine(7/3/2023)
RR
Maryland(7/3/2023)
IAR
Maryland(7/3/2023)
RR
Massachusetts(7/3/2023)
IAR
Massachusetts(3/27/2024)
RR
Michigan(7/3/2023)
IAR
Michigan(7/3/2023)
RR
Minnesota(7/3/2023)
IAR
Minnesota(7/3/2023)
RR
Mississippi(7/3/2023)
IAR
Mississippi(7/3/2023)
RR
Missouri(7/3/2023)
IAR
Missouri(7/3/2023)
RR
Montana(7/3/2023)
IAR
Montana(7/3/2023)
RR
Nebraska(7/3/2023)
IAR
Nebraska(7/3/2023)
RR
Nevada(7/3/2023)
IAR
Nevada(8/23/2023)
RR
New Hampshire(7/3/2023)
IAR
New Hampshire(7/3/2023)
RR
New Jersey(7/3/2023)
IAR
New Jersey(7/26/2023)
RR
New Mexico(7/3/2023)
IAR
New Mexico(7/6/2023)
RR
New York(7/3/2023)
IAR
New York(7/3/2023)
RR
North Carolina(7/3/2023)
IAR
North Carolina(7/3/2023)
RR
North Dakota(7/3/2023)
IAR
North Dakota(7/10/2023)
RR
Ohio(7/5/2023)
IAR
Ohio(7/5/2023)
RR
Oklahoma(7/3/2023)
IAR
Oklahoma(7/3/2023)
RR
Oregon(7/3/2023)
IAR
Oregon(7/3/2023)
RR
Pennsylvania(7/3/2023)
IAR
Pennsylvania(7/3/2023)
RR
Puerto Rico(7/3/2023)
RR
Rhode Island(7/3/2023)
IAR
Rhode Island(7/3/2023)
RR
South Carolina(7/3/2023)
IAR
South Carolina(7/3/2023)
RR
South Dakota(7/25/2023)
IAR
South Dakota(7/25/2023)
RR
Tennessee(7/3/2023)
RR
Texas(7/3/2023)
IAR
Texas(7/3/2023)
RR
Utah(7/3/2023)
IAR
Utah(7/5/2023)
RR
Vermont(7/3/2023)
IAR
Vermont(7/7/2023)
RR
Virginia(7/3/2023)
IAR
Virginia(7/3/2023)
RR
Washington(7/3/2023)
IAR
Washington(7/5/2023)
RR
West Virginia(7/3/2023)
IAR
West Virginia(7/14/2023)
RR
Wisconsin(7/3/2023)
IAR
Wisconsin(7/3/2023)
RR
Wyoming(7/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MI
MOMENTUM INDEPENDENT NETWORK INC.
BROKERS TRANSACTION SERVICES, INC. | SWS FINANCIAL SERVICES, INC. | SWS FINANCIAL SERVICES | SOUTHWEST INVESTMENT PROPERTIES, INC. | MOMENTUM INDEPENDENT NETWORK INC. | HILLTOP SECURITIES INDEPENDENT NETWORK INC.
CRD#: 17587 / SEC#: 801-60812, 8-35475
RIA
Registered Investment Advisory firm - SEC (1/18/2002 Approved)Alabama
Registered Investment Advisory firm - SEC (11/1/2004 Terminated)California
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Colorado
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (12/31/2002 Terminated)Georgia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Kansas
Registered Investment Advisory firm - SEC (1/18/2002 Cancelled)Louisiana
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (4/23/2002 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)New York
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/18/2002 Terminated)Oregon
Registered Investment Advisory firm - SEC (12/5/2001 Terminated)South Carolina
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)South Dakota
Registered Investment Advisory firm - SEC (4/19/2002 Terminated)Utah
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)West Virginia
Registered Investment Advisory firm - SEC (4/18/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 859-1800
Established
Texas since 01/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
98
SEC notice filing (50 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLTOP SECURITIES HOLDINGS, LLC | PARENT | |
| ALEXANDER, LAURA BONNELL | BOARD DIRECTOR | 2900382 |
| COYA, SCOTT ANDREW | CHIEF COMPLIANCE OFFICER | 2511281 |
| EDGE, JOSEPH MICHAEL | CHIEF FINANCIAL OFFICER | 4326551 |
| EDGE, JOSEPH MICHAEL | BOARD DIRECTOR | 4326551 |
| LEVENTHAL, LAURA | TREASURER | 1175259 |
| LEVENTHAL, LAURA | BOARD DIRECTOR | 1175259 |
| MCCAFFREY, SCOTT EDWARD | MANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC. | 3076398 |
| MEDANICH, DAVID KING | BOARD DIRECTOR | 1030727 |
| MUSCHALEK, JOHN RICHARD | BOARD DIRECTOR | 2226859 |
| MUSCHALEK, JOHN RICHARD | PRESIDENT | 2226859 |
| TEMPLE, WILLIAM BARRY | MUNICIPAL PRINCIPAL | 2357830 |
| WINGES, MARTIN BRADLEY | CEO | 1929509 |
| WINGES, MARTIN BRADLEY | CHAIRMAN OF THE BOARD | 1929509 |
| WITTNEBEN, BRIAN LANE | GENERAL COUNSEL/SECRETARY | 4861905 |
Regulatory assets under management
| Total Number of Accounts | 2,850 |
| AUM (Assets Under Management) | $ 1,337,377,801 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 07/26/2024 | ||
| 07/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
