Gregory Sinno
Professional summary
Gregory Sinno, who also goes by Gregory Michael Sinno, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pearl River, New York and CETERA INVESTMENT SERVICES LLC located in North Haven, Connecticut.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Sinno's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: One Blue Hill Plz Fl 14, Pearl River, NY 10965June 19, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 127 Washington Ave 2nd Floor West, North Haven, CT 06473Office #2: 1 Blue Hill Plaza 7th Floor Suite 4373, Pearl River, NY, 10965March 10, 1997 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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