Todd C. Smith

INVESTMENT RESEARCH CORP

Silverton, OR

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CRD#: 2832650

Professional summary

Todd Christian Smith, CIMA® is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Silverton, Oregon and WORLD CAPITAL BROKERAGE, INC. located in Silverton, Oregon.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Todd has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pinnacle Advisory Group, LLC. Investment-related DBA for financial planning work as a registered representative at World Capital Brokerage/Investment Research. 30 hours per month, 20 hours per month during trading hours. 683 NW Mirador PL, Corvallis, OR 97330 Investment Research Corp. Inc. Investment-related. Investment advisor at Investment Research Corp. 30 hours per month, 20 hours per month during trading hours. 1636 North Logan St Denver CO 80203 American Growth Financial Services. Not investment-related. Insurance sales and consulting. . 10 hours/wk, <2 hrs/wk during trading hours. 1636 Logan St. Denver, CO 80203 Life insurance, Medicare Supplement, Medicare Advantage. Not investment-related. Health insurance sales and consulting. . 683 NW Mirador PL, Corvallis, OR 97330 / Less than 10 hours /month 0 hours during trading hours. Oregon Notary Public. Not investment-related. 0 hours during trading hours. Less than 2 hours per month 683 NW Mirador PL, Corvallis, OR 97330 Tooth and Coin. Not investment Related . Remote staff. Data entry, bookkeeping, tax prep, tax support. Up to 35 hrs/week including evenings, Saturday and Sunday. Up to 25 hours during market hours. 683 NW Mirador PL, Corvallis, OR 97330 Start date 11/2022. 5507 Ranch DR Ste 209-e, Little Rock, AR 72223 Kona Real Estate LLC. Not investment related. Residential Real Estate Rental. Owner, 2 hrs/month. 0 hours during market hours. 683 NW Mirador PL, Corvallis, OR 97330. Start date 10/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Christian Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

CRD#: 7059

ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/14/2025)

Colorado
(9/3/2020)

Missouri
(7/9/2024)

IAR

Missouri
(8/19/2024)

New Mexico
(2/13/2017)

IAR

New Mexico
(2/14/2017)

New York
(1/5/2023)

Oregon
(2/13/2017)

IAR

Oregon
(10/13/2020)

Texas
(4/3/2017)

IAR

Texas
(4/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/26/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd C. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Christian Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/1998

Series 63

Date: 8/9/1998

SIE

Date: 10/1/2018

Series 31

Date: 6/26/2009

Series 7

Date: 5/29/1998

Series 24

Date: 8/5/2015

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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