Daniel R. Pickering
Professional summary
Daniel Ray Pickering, who also goes by Daniel R Pickering, is a registered financial professional currently at PEP ADVISORY LLC located in Houston, Texas.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 87, Series 86, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Ray Pickering's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2021 - Present
PEP ADVISORY LLC
Office #1: 100 Waugh Drive Suite 600, Houston, TX 77007Office #2: 100 Waugh Drive Suite 600, Houston, TX 77007December 16, 2020 - July 30, 2021
PICKERING ENERGY PARTNERS BD LP
June 18, 2008 - September 15, 2008
TPH ASSET MANAGEMENT LLC
February 13, 2007 - February 16, 2007
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
May 4, 2004 - October 4, 2019
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
September 25, 1997 - December 19, 2003
SIMMONS & COMPANY INTERNATIONAL
January 1, 1997 - December 19, 2003
SIMMONS & COMPANY INTERNATIONAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2021)
Exams
FINRA
Current Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
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