JC
John A. Culhane
CETERA INVESTMENT ADVISERS LLC
MONROE, CT 06468
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CRD#: 2832566
JC
Professional summary
John Anthony Culhane is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Monroe, Connecticut and CETERA WEALTH SERVICES, LLC located in Monroe, Connecticut.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
|Cincinnati Insurance Co~'NIR'~755 Main PO box 145496~Cincinnati~OH~45250~Insurance Agent~Insurance Sales Agent~7/25/2017~1hrs~1hrs~Fixed Life Products|John A. Culhane~'NIR'~500 Purdy Hill Rd~Monroe~CT~06468~Rental Property Owner/Management~Partner/General Partner~1/1/2009~1hrs~0hrs~Rental manager owns with mother and brother.|Rental Property~'NIR'~500 Purdy Hill Rd~Monroe~CT~06468~Real Estate~Partner/General Partner~7/25/2017~1hrs~0hrs~Collecting rent|John A. Culhane CPA~'NIR'~755 Main Street Bldg1~Monroe~CT~06468~Tax Preparation/Accounting~Owner/Sole Proprietor~12/11/2009~160hrs~0hrs~CPA responsible for the perparation of various tax returns|Fiduciary Appointment-Trustee~'NIR'~755 Main Street Bldg 4~Monroe~CT~06468~11/12/2019~10 hours for approx 9 monthshrs~0hrs~Working with co-trustee and attorney collecting assets|
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Culhane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 755 Main Street Bldg 4 Unit 1a, Monroe, CT 06468RIA
CRD#: 105644
MONROE, CT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 755 Main Street Bldg 4 Unit 1a, Monroe, CT 06468BD
CRD#: 13572
Monroe, CT
Past
July 13, 1998 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Monroe, CT
Past
January 28, 1997 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Monroe, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Kansas(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Wyoming(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Monroe, CT 06468TRUST BUT VERIFY
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