Michael J. Fornasier
Professional summary
Michael John Fornasier is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Ponte Vedra, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Fornasier's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael John Fornasier's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2023 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 90 Fort Wade Road, Suite 100, Ponte Vedra, FL 32081May 19, 2023 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 90 Fort Wade Road, Suite 100, Ponte Vedra, FL 32081July 17, 2020 - May 26, 2023
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - May 26, 2023
SECURITIES AMERICA, INC.
October 12, 2015 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
July 8, 2015 - July 17, 2020
INVESTACORP, INC.
October 21, 2013 - August 7, 2015
CL WEALTH MANAGEMENT LLC
March 1, 2013 - August 7, 2015
CABOT LODGE SECURITIES LLC
February 24, 2012 - April 4, 2013
LPL FINANCIAL LLC
March 4, 2008 - April 4, 2013
LPL FINANCIAL LLC
March 1, 2005 - March 4, 2008
IFMG SECURITIES, INC.
January 24, 2003 - February 28, 2005
ESSEX NATIONAL SECURITIES, LLC
June 27, 2002 - September 6, 2002
WEATHERLY SECURITIES CORPORATION
June 7, 2001 - May 2, 2002
TD AMERITRADE, INC.
October 26, 1999 - May 21, 2001
BNY MELLON SECURITIES CORPORATION
December 18, 1998 - November 9, 1999
TASIN & COMPANY, INC.
August 21, 1997 - August 21, 1998
PRUDENTIAL EQUITY GROUP, LLC
April 7, 1997 - July 29, 1997
TASIN & COMPANY, INC.
April 3, 1997 - April 3, 1997
PRESTON LANGLEY ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2023)
(5/22/2023)
(1/10/2025)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/22/2023)
(5/23/2023)
(5/31/2023)
(5/23/2023)
(5/23/2023)
(5/22/2023)
(5/22/2023)
(1/10/2025)
(5/22/2023)
Exams
FINRA
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Ponte Vedra, FL 32081TRUST BUT VERIFY
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