Michael F. Kowal
Professional summary
Michael Francis Kowal is a registered financial professional currently at FIRST HONOLULU SECURITIES, INC. located in Honolulu, Hawaii.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Kowal's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 1999 - Present
FIRST HONOLULU SECURITIES, INC.
Office #1: 3615 Harding Ave #207, Honolulu, HI 96816January 7, 2005 - June 21, 2011
FIRST HONOLULU ASSET MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/1999)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/10/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FIRST HONOLULU SECURITIES, INC.
CRD#: 7964 / SEC#: , 8-23919
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
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