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CRD#: 7964
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FIRST HONOLULU SECURITIES, INC. is located at 3615 Harding Ave Suite 207, Honolulu, HI 96816 and was first established at San Francisco, Hawaii in 08/17/1979. After operating for 47 years, FIRST HONOLULU SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST HONOLULU SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. FIRST HONOLULU SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST HONOLULU SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 9 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST HONOLULU SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST HONOLULU SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FIRST HONOLULU SECURITIES, INC. Comes From

Understanding the Statistics for FIRST HONOLULU SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9
Civil Event
1

FIRM INFORMATION

Main Address
3615 Harding Ave Suite 207, Honolulu, HI 96816
Mailing Address
3615 Harding Ave Suite 207, Honolulu, HI 96816
Firm Size
Small
Phone Number
(808) 523-9422
Established
Hawaii since 08/17/1979
Firm Type
Corporation
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KOWAL, GREGORY FRANCISCHAIRMAN OF BOARD, CEO274498
KOWAL, MICHAEL FRANCISEXEC REP, CFO, COO, CHIEF COMPLIANCE OFFICER2831595
KOWAL, PAUL DAVIDMUNICIPAL BOND PRINCIPAL4711565

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at FIRST HONOLULU SECURITIES, INC.

PK

Paul David Kowal

Paul Kowal
RR
CRD#: 4711565
Location:
Honolulu, HI 96816
Company:
FIRST HONOLULU SECURITIES, INC.
Disclosures:
Experience:
21 years
View Profile
GK

Gregory Francis Kowal

RR
CRD#: 274498
Location:
Honolulu, HI 96816
Company:
FIRST HONOLULU SECURITIES, INC.
Disclosures:
Experience:
51 years
View Profile
MK

Michael Francis Kowal

RR
CRD#: 2831595
Location:
Honolulu, HI 96816
Company:
FIRST HONOLULU SECURITIES, INC.
Disclosures:
Experience:
26 years
View Profile
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