Cheryl A. Geremia
Professional summary
Cheryl Ann Geremia, who also goes by Cheryl Geremia, Cheryl Ann Geremia, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Cheryl is registered as a RR (Registered Representative) and started their career in finance in 2005. Cheryl has worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cheryl Ann Geremia's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017January 24, 2011 - August 12, 2013
MS SECURITIES SERVICES INC.
January 24, 2011 - February 14, 2014
PRIME DEALER SERVICES CORP.
May 13, 2010 - June 1, 2023
MORGAN STANLEY
January 9, 2009 - June 1, 2023
MORGAN STANLEY & CO. LLC
January 18, 2007 - December 19, 2008
DB SECURITIES SERVICES NJ INC.
March 14, 2005 - December 19, 2008
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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