Lana R. Pinkenson
Professional summary
Lana Rose Pinkenson, who also goes by Lana Baglivi, Lana Baglivo, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Trevose, Pennsylvania.
Lana is registered as a RR (Registered Representative) and started their career in finance in 1997. Lana has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lana Rose Pinkenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2007 - Present
AMERITAS INVESTMENT COMPANY, LLC
December 1, 2006 - January 18, 2007
QUESTAR CAPITAL CORPORATION
February 22, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 24, 2005 - March 1, 2006
CETERA FINANCIAL SPECIALISTS LLC
November 19, 1997 - October 24, 2005
C. J. M. PLANNING CORP.
January 15, 1997 - October 24, 1997
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2019)
(11/27/2024)
(10/13/2015)
(1/17/2007)
(1/17/2007)
(12/14/2022)
(1/17/2007)
(11/2/2016)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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