AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FR

Francis C. Ryder

WISDOMTREE SECURITIES
New York, NY 10119
Some features on this profile are disabled
CRD#: 2829492
FR

Professional summary

Francis Christopher Ryder, who also goes by Francis C Ryder, Francis Chris Ryder, is a registered financial professional currently at WISDOMTREE SECURITIES, INC. located in New York, New York.

Francis is registered as a RR (Registered Representative) and started their career in finance in 1996. Francis has worked at 10 firms and has passed the Series 63, Series 99TO, Series 72, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Francis C Ryder | Francis Chris Ryder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francis Christopher Ryder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2023 - Present

WISDOMTREE SECURITIES, INC.

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119Office #2: 250 West 34th Street 3rd Floor, New York, NY 10119
BD
CRD#: 317624
New York, NY
Past

January 5, 2023 - August 11, 2023

SECURRENCY DIGITAL TRADING

BD
CRD#: 317696
BEDFORD HILLS, NY
Past

September 7, 2021 - April 12, 2023

SECURRENCY SECURITIES INC.

BD
CRD#: 309087
Bedford Hills, NY
Past

February 24, 2015 - September 14, 2021

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

January 12, 2012 - August 7, 2013

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
NEW YORK CITY, NY
Past

September 16, 2008 - August 7, 2013

NATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 13041
NEW YORK CITY, NY
Past

December 3, 2001 - June 2, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 25, 2000 - December 5, 2001

RESEARCH CONVERSION CORP.

BD
CRD#: 41359
NEW YORK, NY
Past

February 15, 2000 - October 5, 2000

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

November 21, 1996 - October 4, 2000

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/8/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/5/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WS
WISDOMTREE SECURITIES, INC.
WISDOMTREE SECURITIES, INC.

CRD#: 317624 / SEC#: , 8-70847

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
250 West 34th Street 3rd Floor, New York, NY 10119
Mailing Address
250 West 34th Street 3rd Floor, New York, NY 10119
Phone number
(212) 801-2080
Established
Delaware since 10/14/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WISDOMTREE, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478
HANNON, MAREDITH ANNVICE PRESIDENT5944239
IBSCH, DEREK ANTHONYCCO AND SECRETARY2895585
LILIEN, ROBERT JARRETTDIRECTOR, PRESIDENT AND EXECUTIVE REPRESENTIVE1337819
ZIEMBA, PETER MDIRECTOR

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISDOMTREE SECURITIES, INC.

CRD#: 317624New York, NY 10119

TRUST BUT VERIFY

Monitor Francis Ryder

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics